Richard J. Hurley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard John Hurley was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 2013. Richard had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2023 - August 10, 2023
OAKPOINT SOLUTIONS, LLC
July 6, 2021 - June 23, 2022
OAKPOINT SOLUTIONS, LLC
December 6, 2016 - November 22, 2019
MORGAN STANLEY INVESTMENT MANAGEMENT INC.
November 9, 2016 - August 1, 2019
MORGAN STANLEY DISTRIBUTION, INC.
March 17, 2015 - November 9, 2016
MORGAN STANLEY
November 25, 2014 - November 9, 2016
MORGAN STANLEY
December 19, 2013 - March 4, 2014
JOSEPH GUNNAR & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
OAKPOINT SOLUTIONS, LLC
CRD#: 171775 / SEC#: , 8-69477
Contact information
FINRA licenses (47 States and Territories)
Red Flags
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