John A. Kraniou
Professional summary
John Alexander Kraniou is a registered financial advisor currently at OSAIC WEALTH, INC. located in Rockledge, Florida.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. John has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Alexander Kraniou's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Alexander Kraniou's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 19, 2025 - Present
OSAIC WEALTH, INC.
Office #1: 3188 Suntree Boulevard, Rockledge, FL 32955February 14, 2025 - Present
OSAIC WEALTH, INC.
Office #1: 3188 Suntree Boulevard, Rockledge, FL 32955July 21, 2021 - February 24, 2025
LPL FINANCIAL LLC
July 21, 2021 - February 24, 2025
LPL FINANCIAL LLC
February 22, 2017 - July 21, 2021
WADDELL & REED
February 21, 2017 - July 21, 2021
WADDELL & REED
January 27, 2016 - June 9, 2016
CETERA INVESTMENT ADVISERS LLC
January 21, 2016 - June 9, 2016
CETERA INVESTMENT SERVICES LLC
April 10, 2014 - February 1, 2016
WADDELL & REED
February 15, 2014 - February 1, 2016
WADDELL & REED
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/14/2025)
(3/19/2025)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
