JN
James K. Norland
WELLTH ADVISORY SERVICES
Urbandale, IA 50322
Some features on this profile are disabled
CRD#: 6273830
JN
Professional summary
James Kermit Norland, who also goes by James K Norland, is a registered financial advisor currently at WELLTH ADVISORY SERVICES, LLC located in Urbandale, Iowa.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. James has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James K Norland
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Norland, Inc. Investment Related: Yes Address: 5308 Grand Ave. Des Moines IA 50312 Nature of Business: Consulting; Insurance Position, Title or Relationship: Owner Start Date: 9/1/1987 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I manage the relationship between the employers, claims payers and stop loss carriers.Business Name: YMCA of Greater Des Moines Investment Related: No Address: 501 Grand Ave. Des Moines IA 50309 Nature of Business: Other Other/None of the Above I lifeguard one evening a week and on weekends. I act as a substitute swim instructor on Saturday mornings as needed. Position, Title or Relationship: Lifeguard and swimming instructor Start Date: 1/1/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Supervise the pool.Business Name: McGaw YMCA Camp Echo Investment Related: No Address: 1000 Grove Street Evanston IL 60201 Nature of Business: Other Other/None of the Above I spend two weeks per summer at Camp Echo. I go there in June to train ski boat drivers an lifeguard during staff training and the first session of summer camp. I also teach water ski area heads how to teach kids to water ski. During breaks in the day when the waterfront at camp isn't open I do other tasks like wash dishes, paint cabins, groom horses. I return at the end of August to run the ski pier after all the college student staff members return to school. Position, Title or Relationship: Volunteer. Start Date: 8/21/1969 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: YMCA Camp Volunteer. Business Name: Raccoon Valley Little League Investment Related: No Address: 5801 Park Ave. Des Moines IA 50311 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board Member / Past President Start Date: 4/1/2000 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: General little league volunteer work.Business Name: SRP Wealth Investment Related: Yes Address: 2900 100th Street, Suite 106 Urbandale IA 50322 Nature of Business: investment advisor Activities through WELLth Advisory Services, LLC using a DBA name; Position, Title or Relationship: Financial Advisor Start Date: 4/1/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Work with individuals to manage their individual investment portfolios.
CRS (Client Relationship Summary) - RIA
Click below to view James Kermit Norland's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2024 - Present
WELLTH ADVISORY SERVICES, LLC
Office #1: 2900 100th Street Suite 106, Urbandale, IA 50322RIA
CRD#: 330537
Urbandale, IA
Past
April 1, 2019 - July 5, 2024
GLOBAL RETIREMENT PARTNERS LLC
RIA
CRD#: 172011
Urbandale, IA
Past
February 6, 2018 - April 4, 2019
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
URBANDALE, IA
Past
February 1, 2018 - April 4, 2019
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Urbandale, IA
Past
January 3, 2018 - January 30, 2018
CHELSEA FINANCIAL SERVICES
BD
CRD#: 47770
STATEN ISLAND, NY
Past
March 18, 2014 - December 31, 2017
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
DES MOINES, IA
Past
February 12, 2014 - December 31, 2017
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(12/19/2024)
IAR
Iowa(7/24/2024)
IAR
Texas(6/29/2024)
IAR
Wisconsin(7/2/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Shorewood, IL
Mailing Address
Phone number
(866) 777-4015
Established
Firm type
Fiscal year end
# of Employees
72
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,338 |
| AUM (Assets Under Management) | $ 23,574,040,155 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WELLTH ADVISORY SERVICES, LLC
CRD#: 330537Urbandale, IA 50322TRUST BUT VERIFY
Monitor James Norland
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
