Michael B. Barrie

LINCOLNBRIDGE FINANCIAL PLANNING

OGLESBY, IL 61348

Some features on this profile are disabled

CRD#: 6273708

Professional summary

Michael Bruce Barrie, who also goes by Mike Barrie, is a registered financial advisor currently at LINCOLNBRIDGE FINANCIAL PLANNING, LLC located in Oglesby, Illinois.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Michael has worked at 2 firms and has passed the Series 63, Series 7, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Barrie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ILLINOIS VALLEY CREDIT UNION, INVESTMENT RELATED, 1131 SHOOTING PARK RD. PERU, IL 61354, CREDIT UNION WHICH PROVIDES BANKING SERVICES AND EXTENDS CREDIT. BOARD MEMBER SINCE MARCH 18TH, 2025. APPROXIMATELY 1 HOUR PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS. DUTIES INCLUDE VOTING ON ISSUES PERTAINING TO THE COMPANY AND APPROVAL OF DATA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Bruce Barrie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2025 - Present

LINCOLNBRIDGE FINANCIAL PLANNING, LLC

Office #1: 141 E Walnut Street, Oglesby, IL 61348

RIA

CRD#: 333779

OGLESBY, IL

Past

November 3, 2014 - February 14, 2025

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

OTTAWA, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/7/2025)

IAR

Texas
(1/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/5/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/3/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/3/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LINCOLNBRIDGE FINANCIAL PLANNING, LLC

CRD#: 333779 / SEC#: 801-131768

RIA

Registered Investment Advisory firm - (7/9/2025 Terminated)

Illinois

Registered Investment Advisory firm - (5/19/2025 Approved)

Texas

Registered Investment Advisory firm - (6/17/2025 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

141 E Walnut Street, Oglesby, IL 61348

Mailing Address

Phone number

(815) 296-8855

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2B - MICHAEL BARRIE (3/26/2025)

FORM ADV PART 2B - GREGORY VOGEL (3/26/2025)

FORM ADV PART 2A FIRM BROCHURE (3/26/2025)

FORM ADV PART 2B - JOHN BELLINO (3/26/2025)

Regulatory assets under management

Total Number of Accounts	312
AUM (Assets Under Management)	$ 39,750,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Pamela Mahar

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

IAR

Fort Myers, FL

Alan Rubenfeld

DWS DISTRIBUTORS, INC.

New York, NY

Kenneth Young

TRANSAMERICA FINANCIAL ADVISORS, LLC

IAR

Las Vegas, NV

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael B. Barrie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Bruce Barrie's CRS (Customer Relationship Summary).

Certified licenses

Experience

LINCOLNBRIDGE FINANCIAL PLANNING, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/5/2015

Series 7

Date: 10/3/2018

SIE

Date: 10/1/2018

Series 6

Date: 11/3/2014

Current Firm

LINCOLNBRIDGE FINANCIAL PLANNING, LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LINCOLNBRIDGE FINANCIAL PLANNING, LLC

TRUST BUT VERIFY

Similar Advisors