Timothy R. Potter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Robert Potter, who also goes by Timothy Potter, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2013. Timothy had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2018 - December 20, 2024
EQUITTA ADVISORS LLC
November 20, 2013 - August 31, 2018
KRILOGY
State Registrations and Notice Filings
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Current Firm
EQUITTA ADVISORS LLC
CRD#: 288351 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 504 |
| AUM (Assets Under Management) | $ 68,799,479 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
