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CC

Cody W. Cummings

VICUS CAPITAL
Bridgewater, NJ 08807
Some features on this profile are disabled
CRD#: 6272781
CC

Professional summary

Cody Wyatt Cummings, who also goes by Cody W Cummings, is a registered financial advisor currently at VICUS CAPITAL, INC. located in Bridgewater, New Jersey and CETERA WEALTH SERVICES, LLC located in Bridgewater, New Jersey.

Cody is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Cody has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Cody W Cummings

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: VICUS CAPITAL, INC.-CRD 116021 INVESTMENT RELATED: YES ADDRESS: 476 ROLLING RIDGE DR SUITE 315, STATE COLLEGE, PA 16801 NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM START DATE: 12/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: ACCESS PERSON BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE ROLE; 2. NAME OF OTHER BUSINESS NOVIELLO FINANCIAL GROUP, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2024 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES- ADMINISTRATIVE ROLE;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cody Wyatt Cummings's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 12, 2024 - Present

VICUS CAPITAL, INC.

Office #1: 520 U.s. Highway 22 3rd Floor, Ste 305, Bridgewater, NJ, 08807
RIA
CRD#: 116021
Bridgewater, NJ
Current

August 2, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 520 Us Hwy 22 3rd Floor, Ste 305, Bridgewater, NJ, 08807
BD
CRD#: 13572
Bridgewater, NJ
Past

July 9, 2020 - October 18, 2024

SUMMIT FINANCIAL, LLC

RIA
CRD#: 299322
Parsippany, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK

CRD#: 116021 / SEC#: 801-60628

RIA
Registered Investment Advisory firm - (10/5/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
New Jersey
(12/12/2024)
RR
New Jersey
(9/24/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 9/20/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 6/5/2020
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/2/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/27/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

VC
VICUS CAPITAL, INC.
PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK

CRD#: 116021 / SEC#: 801-60628

RIA
Registered Investment Advisory firm - (10/5/2001 Approved)
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Contact information

Main Address
476 Rolling Ridge Drive Suite 315, State College, PA 16801
Mailing Address
Phone number
(855) 558-4287
Established
Firm type
Fiscal year end
# of Employees
89

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

VICUS CAPITAL ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts9,058
AUM (Assets Under Management)$ 2,574,468,218

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VICUS CAPITAL, INC.

CRD#: 116021Bridgewater, NJ 08807

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