Jaypee B. Bejar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jaypee Basangan Bejar, who also goes by Jaypee Basangan Bejar, Jaypee Basangan Besar, was a registered financial professional .
Jaypee is a previously registered financial professional and started their career in finance in 2013. Jaypee had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2023 - February 20, 2024
ALLIANCE-ONE INVESTMENTS, LLC
December 6, 2022 - December 12, 2022
PRINCIPAL SECURITIES, INC.
July 15, 2020 - October 8, 2021
E*TRADE SECURITIES LLC
April 4, 2017 - November 18, 2019
E*TRADE SECURITIES LLC
November 22, 2013 - March 1, 2016
RIVERSOURCE DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
