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Carrie M. Thomas

HOLIDAY PARTNERS LLC
CINCINNATI, OH 45246
Some features on this profile are disabled
CRD#: 6272093
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Professional summary

Carrie Michelle Thomas, who also goes by Carrie M Thomas, Carrie Michelle Thomas, is a registered financial advisor currently at HOLIDAY PARTNERS LLC located in Cincinnati, Ohio.

Carrie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Carrie has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Carrie M Thomas | Carrie Michelle Thomas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carrie Michelle Thomas's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 7, 2025 - Present

HOLIDAY PARTNERS LLC

Office #1: 1096 Laurel Avenue, Cincinnati, OH 45246
RIA
CRD#: 334857
CINCINNATI, OH
Past

November 18, 2024 - March 10, 2025

HOLIDAY WEALTH MANAGEMENT LLC

RIA
CRD#: 333958
CINCINNATI, OH
Past

July 29, 2024 - October 9, 2024

HORAN CAPITAL ADVISORS, LLC

RIA
CRD#: 152888
CINCINNATI, OH
Past

March 19, 2021 - December 31, 2023

ROCKEFELLER FINANCIAL LLC

RIA
CRD#: 291361
Cincinnati, OH
Past

March 19, 2021 - December 31, 2023

ROCKEFELLER FINANCIAL LLC

BD
CRD#: 291361
Cincinnati, OH
Past

April 8, 2014 - March 23, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CINCINNATI, OH
Past

February 13, 2014 - March 23, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(2/7/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/7/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/13/2014
General Securities Representative Examination

Current Firm

HP
HOLIDAY PARTNERS LLC
HOLIDAY ADVISORS LLC | HOLIDAY PARTNERS LLC

CRD#: 334857 / SEC#:

Ohio
Registered Investment Advisory firm - (2/5/2025 Approved)
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Contact information

Main Address
1096 Laurel Avenue, Cincinnati, OH 45246
Mailing Address
Phone number
(517) 410-7831
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts25
AUM (Assets Under Management)$ 7,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HOLIDAY PARTNERS LLC

CRD#: 334857Cincinnati, OH 45246

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