Dhaval Parikh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dhaval Parikh, who also goes by Dave Parikh, David Parikh, was a registered financial professional .
Dhaval is a previously registered financial professional and started their career in finance in 2013. Dhaval had worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2013 - October 1, 2024
FALLBROOK CAPITAL SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
FALLBROOK CAPITAL SECURITIES CORP.
CRD#: 101180 / SEC#: , 8-52068
Contact information
FINRA licenses (25 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
