Todd C. Steinberg

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CRD#: 6271912

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Todd Carl Steinberg, who also goes by Todd Steinberg, was a registered financial professional .

Todd is a previously registered financial professional and started their career in finance in 2014. Todd had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Todd Steinberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Thrive Financial Group; NIR; 1834 Stallion Court, Williamstown, NJ 08094; Managing Member; Start: 06/2014; 100 HR/Month; 5 hours per day during trading hours; Sale of accounting/tax practices nationwide. 2. REAL ESTATE OWNERSHIP; CONDO; SEWELL, NJ 08080; NOVEMBER 2011; NOT INVESTMENT RELATED. 3. REAL ESTATE OWNERSHIP; TOWNHOUSE; DEPTFORD, NJ 08096; JANUARY 2014; NOT INVESTMENT RELATED. 4. OUTSIDE EMPLOYMENT; NEW CLIENTS INC; VP OF SALES; MARKETING CONSULTING FIRM TO THE ACCOUNTING PROFESSION; MULLICA HILL, NJ 08062; NOT INVESTMENT RELATED; MARCH 2014; 20-39 HOURS PER MONTH; 20-39 DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 24, 2021 - February 28, 2024

ALLIANCE WEALTH MANAGEMENT GROUP, LLC

RIA

CRD#: 169573

FLEMINGTON, NJ

Past

October 14, 2014 - May 18, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Hauppauge, NY

Past

April 3, 2014 - May 18, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Hauppauge, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLIANCE WEALTH MANAGEMENT GROUP, LLC

ALLIANCE WEALTH MANAGEMENT GROUP, LLC | LAURA ADVISORS, LLC

CRD#: 169573 / SEC#: 801-78935

RIA

Registered Investment Advisory firm - (1/8/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/3/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/3/2014

General Securities Representative Examination

Current Firm

ALLIANCE WEALTH MANAGEMENT GROUP, LLC

ALLIANCE WEALTH MANAGEMENT GROUP, LLC | LAURA ADVISORS, LLC

CRD#: 169573 / SEC#: 801-78935

RIA

Registered Investment Advisory firm - (1/8/2014 Approved)

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Contact information

Main Address

23 Royal Road Suite 101, Flemington, NJ 08822

Mailing Address

Phone number

(908) 751-7090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	1,137
AUM (Assets Under Management)	$ 424,154,401

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Todd C. Steinberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALLIANCE WEALTH MANAGEMENT GROUP, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

ALLIANCE WEALTH MANAGEMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/3/2014

SIE

Date: 10/1/2018

Series 7

Date: 4/3/2014

Current Firm

ALLIANCE WEALTH MANAGEMENT GROUP, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLIANCE WEALTH MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

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