Jason D. Barber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason David Barber was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2016. Jason had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2017 - July 5, 2017
SCOTTRADE INVESTMENT MANAGEMENT
April 27, 2017 - July 5, 2017
SCOTTRADE, INC.
April 4, 2016 - February 28, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 19, 2016 - February 28, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
SCOTTRADE INVESTMENT MANAGEMENT
CRD#: 169988 / SEC#: 801-79217
Contact information
Red Flags
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