Austin F. Fisher

HDQ WEALTH

KANSAS CITY, MO 64105

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CRD#: 6271564

Professional summary

Austin Freed Fisher, who also goes by Austin Fisher, is a registered financial advisor currently at HDQ WEALTH located in Kansas City, Missouri.

Austin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Austin has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Austin Fisher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) AUSTIN FISHER; INVESTMENT RELATED; 1100 MAIN ST, STE 400, KANSAS CITY, MO 64105; INSURANCE PRODUCTION ACTIVITIES; INDEPENDENT INSURANCE PRODUCER; 01/2025; APPROX. 10 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; INDEPENDENT INSURANCE PRODUCER FOR VARIOUS INSURANCE COMPANIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Freed Fisher's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2025 - Present

HDQ WEALTH

Office #1: 1100 Main Street Ste. 400, Kansas City, MO 64105

RIA

CRD#: 313427

KANSAS CITY, MO

Past

January 28, 2025 - July 29, 2025

PRINCIPAL SECURITIES, INC.

CRD#: 1137

OVERLAND PARK, KS

Past

January 13, 2025 - July 29, 2025

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

OVERLAND PARK, KS

Past

March 19, 2015 - September 25, 2024

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

CLIVE, IA

Past

October 22, 2014 - September 25, 2024

RBC CAPITAL MARKETS, LLC

CRD#: 31194

CLIVE, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(8/27/2025)

IAR

Missouri
(8/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/19/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/22/2014

General Securities Representative Examination

Current Firm

HDQ WEALTH

HDQ WEALTH | NOMAD INVESTOR | HDQ WEALTH LLC

CRD#: 313427 / SEC#:

California

Registered Investment Advisory firm - (9/14/2021 Approved)

Florida

Registered Investment Advisory firm - (7/28/2021 Approved)

Kansas

Registered Investment Advisory firm - (6/24/2021 Approved)

Louisiana

Registered Investment Advisory firm - (6/24/2021 Approved)

Missouri

Registered Investment Advisory firm - (4/7/2021 Approved)

Texas

Registered Investment Advisory firm - (3/17/2021 Conditional Restricted)

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Contact information

Main Address

1100 Main Street Ste. 400, Kansas City, MO 64105

Mailing Address

Phone number

(913) 283-4423

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	89
AUM (Assets Under Management)	$ 32,154,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Austin F. Fisher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Freed Fisher's CRS (Customer Relationship Summary).

Certified licenses

Experience

HDQ WEALTH

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/19/2015

SIE

Date: 10/1/2018

Series 7

Date: 10/22/2014

Current Firm

HDQ WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HDQ WEALTH

TRUST BUT VERIFY

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