Frederick W. Timm
Professional summary
Frederick William Timm, who also goes by Fred Timm, Frederick Timm, is a registered financial advisor currently at TIMM FINANCIAL SERVICES located in Poughkeepsie, New York.
Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Frederick has worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Frederick William Timm's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 25, 2024 - Present
TIMM FINANCIAL SERVICES
Office #1: 2 Austin Ct., Poughkeepsie, NY 12603January 12, 2023 - May 15, 2024
EQUITABLE ADVISORS, LLC
December 21, 2022 - May 15, 2024
EQUITABLE ADVISORS, LLC
February 15, 2021 - May 5, 2022
THE LEADERS GROUP, INC.
October 4, 2018 - February 7, 2019
ALLSTATE FINANCIAL SERVICES, LLC
August 13, 2015 - April 16, 2018
SIGNATOR INVESTORS, INC.
June 12, 2014 - May 28, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/25/2024)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
TIMM FINANCIAL SERVICES
CRD#: 331581 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 1,000,000 |
Red Flags
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Company Information
TIMM FINANCIAL SERVICES
CRD#: 331581Poughkeepsie, NY 12603TRUST BUT VERIFY
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