LS
Luke K. Suminski
AE WEALTH MANAGEMENT
Freeland, MI 48623
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CRD#: 6271227
LS
Professional summary
Luke Kulczyk Suminski is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Freeland, Michigan.
Luke is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Luke has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)MCINTOSH AND ASSOCIATES, INC; YES INVESTMENT RELATED;8282 Midland Rd., FREELAND, MI 48623; INSURANCE SALES; RELATIONSHIP ADVISOR; START DATE: 06/2022; APPROX 80 HRS/MONTH; APPROX 80 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2.)MUTH UNITED FC; NOT INVESTMENT RELATED; PO BOX 162, FRANKENMUTH, MI 48734; SPORTS PROMOTING; PAST-PRESIDENT; START DATE 01/2019; APPROX 02 HRS/MONTH; APPROX 02 HRS/MONTH DURING TRADING; VOTES ON SPENDING, STRUCTURE, AND FURTHERING THE SPORT IN THE LOCAL COMMUNITY. 3.)FRANKENMUTH CITY - ECONOMIC DEVELOPMENT COMPANY; NOT INVESTMENT RELATED; 240 W. GENESEE STREET, FRANKENMUTH, MI 48734; DEVELOPMENT COMPANY; VOTING MEMBER; START DATE 01/2022; APPROX 03 HRS/MONTH; APPROX 03 HRS/MONTH DURING TRADING; MONTHLY MEETING TO FURTHER THE INTEREST OF THE CITY/COMMUNITY. 4.)ASCENSION ST. MARY'S FOUNDATION; NOT INVESTMENT RELATED; 800 S WASHINGTON AVE, SAGINAW, MI 48601; HOSPITAL FOUNDATION; VICE CHAIRMAN; START DATE 01/2019; APPROX 02 HRS/MONTH; APPROX 02 HRS/MONTH DURING TRADING; ASSIST THE CHAIRMAN IN THE RUNNING OF MEETINGS. 5.)ASCENSION ST. MARY'S FOUNDATION FINANCE BOARD; NOT INVESTMENT RELATED; 800 S WASHINGTON AVE, SAGINAW, MI 48601; HOSPITAL FOUNDATION; VOTING MEMBER; START DATE 01/2016; APPROX 02 HRS/MONTH; APPROX 02 HRS/MONTH DURING TRADING; VOTES ON SPENDING PROPOSALS, OVERSEES ASSETS OF THE FOUNDATION, AND ENSURES PROPER SPENDING. 6.)FRANKENMUTH CITY PLANNING COMMISSION; NOT INVESTMENT RELATED; 240 W GENESEE ST, FRANKENMUTH, MI 48734; COORDINATE AND APPROVE FUTURE PLANS WITHIN CITY; POSITION: VOTING BOARD MEMBER; START DATE 08/2025; APPROX. 2 HOURS A MONTH; APPROX. 8 HOURS DURING TRADING; REVIEW AND APPROVE PROPOSED BUSINESSES. 7.) MY MICHIGAN FOUNDATION; INVESTMENT RELATED: NO; 800 S WASHINGTON AVE, SAGINAW MI 48601, UNITED STATES; THE FOUNDATION RAISES MONEY TO INVEST IN HOSPITAL PROJECTS LIKE BUYING EQUIPMENT AND RENOVATING THE HOSPITAL; VICE CHAIRMAN; START DATE 09/2025; APPROX HOURS PER MONTH:02; APPROX HOURS DURING TRADING: 02; I SERVE AS VICE CHAIRMAN, RUNNING THE MEETINGS IF THE CHAIRMAN IS NOT PRESENT. I VOTE ON UTILIZING THE FUNDS HELD BY THE FOUNDATION ON PROJECTS TO IMPROVE THE HOSPITAL. 8.) FOCUS WEALTH PLANNING; INVESTMENT RELATED: NO; 8282 MIDLAND RD, FREELAND MI 48623-9000 ; IT IS DESIGNED TO UTILIZE WEALTH.COM TO PROVIDE BASIC ESTATE PLANNING SERVICES FOR CLIENTS; EMPLOYEE; Start Date 09/2025; Approx hours per month: 01; Approx hours during trading: 01; I DO NOT HAVE ANY RESPONSIBILITIES OR DUTIES. I AM A SOURCE OF REFERRALS IF CLIENTS ARE LOOKING FOR SIMPLE ESTATE PLANNING.
CRS (Client Relationship Summary) - RIA
Click below to view Luke Kulczyk Suminski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 1, 2023 - Present
AE WEALTH MANAGEMENT, LLC
Office #1: 8282 Midland Rd., Freeland, MI 48623RIA
CRD#: 282580
Freeland, MI
Past
April 1, 2019 - October 7, 2022
OPPENHEIMER & CO. INC.
BD
CRD#: 249
FRANKENMUTH, MI
Past
March 17, 2014 - April 2, 2019
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
FRANKENMUTH, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(8/1/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/6/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
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