Matthew Swingle
Professional summary
Matthew Swingle, who also goes by Matthew D. Swingle Mr, Matthew D. Swingle, is a registered financial professional currently at ARROW ANALYTICS SECURITIES, LLC located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2014. Matthew has worked at 5 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Swingle's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 27, 2026 - Present
ARROW ANALYTICS SECURITIES, LLC
Office #1: 503 Broadway Ph, New York, NY 10012May 31, 2022 - August 6, 2026
RBC CAPITAL MARKETS, LLC
May 10, 2019 - May 24, 2022
BOFA SECURITIES, INC.
July 11, 2018 - May 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 7, 2014 - June 19, 2018
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Current Firm
ARROW ANALYTICS SECURITIES, LLC
CRD#: 334741 / SEC#: , 8-71330
Contact information
Documents
Red Flags
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