Jason Skelton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Skelton, who also goes by Jason Christopher Skelton, Jason Skelton, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2014. Jason had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2020 - April 25, 2023
VALIC FINANCIAL ADVISORS, INC.
August 17, 2020 - April 25, 2023
VALIC FINANCIAL ADVISORS, INC.
April 21, 2020 - July 23, 2020
SOUTHPORT CAPITAL
November 25, 2019 - February 21, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
November 23, 2019 - February 21, 2020
THRIVENT INVESTMENT MANAGEMENT INC.
July 8, 2019 - July 12, 2019
TIDAL CREEK CAPITAL ADVISORS
March 20, 2017 - January 16, 2018
TRUIST ADVISORY SERVICES, INC.
March 10, 2017 - January 16, 2018
TRUIST INVESTMENT SERVICES, INC.
September 12, 2016 - March 16, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
September 7, 2016 - March 16, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
May 23, 2014 - July 15, 2016
MORGAN STANLEY
April 25, 2014 - July 15, 2016
MORGAN STANLEY
Primary Firm SEC Registration
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
