Aaron B. Davis

PREFERRED RETIREMENT OPTIONS,

Las Vegas, NV 89121

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CRD#: 6270715

Professional summary

Aaron Benjamin Davis is a registered financial advisor currently at PREFERRED RETIREMENT OPTIONS, INC located in Las Vegas, Nevada.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Aaron has worked at 3 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Agent for Barkdull Financial Group. This business is investment related. Address is 2470 E. Flamingo Rd., Las Vegas, NV 89121. The nature of the business is an insurance agency. Aaron began working there in 2015. Aaron works 120 hours a month to this business, 60 hours a month during securities trading hours. Aaron manages insurance policies for clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Benjamin Davis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 25, 2018 - Present

PREFERRED RETIREMENT OPTIONS, INC

Office #1: 2470 E. Flamingo Rd. Suite A, Las Vegas, NV 89121

RIA

CRD#: 116172

Las Vegas, NV

Past

January 20, 2015 - December 31, 2015

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

LAS VEGAS, NV

Past

July 16, 2014 - February 16, 2016

MML INVESTORS SERVICES, LLC

CRD#: 10409

LAS VEGAS, NV

Past

April 28, 2014 - July 3, 2014

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

LAS VEGAS, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(10/11/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/23/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/1/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/14/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/16/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/14/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/27/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PREFERRED RETIREMENT OPTIONS, INC

EDUCATORS FINANCIAL ASSURANCE | PREFERRED RETIREMENT OPTIONS, INC

CRD#: 116172 / SEC#:

Arizona

Registered Investment Advisory firm - (5/10/2023 Approved)

Idaho

Registered Investment Advisory firm - (4/29/1998 Approved)

Nevada

Registered Investment Advisory firm - (10/5/2018 Approved)

Texas

Registered Investment Advisory firm - (4/14/2023 Conditional Restricted)

Utah

Registered Investment Advisory firm - (6/5/2018 Approved)

Wyoming

Registered Investment Advisory firm - (7/27/2017 Approved)

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Contact information

Main Address

3456 E. 17th St. Suite 260, Ammon, ID 83406

Mailing Address

Phone number

(208) 521-2957

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Aaron B. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Benjamin Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/23/2018

Series 66

Date: 12/1/2014

Series 63

Date: 5/14/2014

SIE

Date: 2/16/2016

Series 7

Date: 11/14/2014

Series 6

Date: 4/27/2014

Current Firm

PREFERRED RETIREMENT OPTIONS, INC

Contact information

Documents

Red Flags

Company Information

PREFERRED RETIREMENT OPTIONS, INC

TRUST BUT VERIFY

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