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DA

David T. Armantrout

M1 FINANCE LLC
CHICAGO, IL 60601
Some features on this profile are disabled
CRD#: 6270592
DA

Professional summary

David Tyler Armantrout is a registered financial professional currently at M1 FINANCE LLC located in Chicago, Illinois.

David is registered as a RR (Registered Representative) and started their career in finance in 2013. David has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Tyler Armantrout's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 9, 2025 - Present

M1 FINANCE LLC

Office #1: 200 N Lasalle Street, Suite 810, Chicago, IL 60601
BD
CRD#: 281242
CHICAGO, IL
Past

November 5, 2018 - February 9, 2024

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Lone Tree, CO
Past

December 16, 2013 - January 25, 2018

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(6/9/2025)
RR
Washington
(6/9/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 12/27/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/25/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/16/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MF
M1 FINANCE LLC
M1 FINANCE LLC

CRD#: 281242 / SEC#: , 8-69670

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
200 N Lasalle Street, Suite 810, Chicago, IL 60601
Mailing Address
200 N Lasalle Street, Suite 810, Chicago, IL 60601
Phone number
(312) 600-2883
Established
Delaware since 02/25/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
M1 HOLDINGS INCSOLE OWNER HOLDING CO.
BARNES, BRIAN RANDALLCEO6546822
BURGER, JACOB EDWARDFINOP/ PFO7440036
FINNERAN, RYAN EDWARDPOO6496460
HINGER, TEALEE MARIECCO3128513

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

M1 FINANCE LLC

CRD#: 281242Chicago, IL 60601

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