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Bryan Nicholas Dunklin

CRD# 6270428·Registered 2013 - 2014
Previously Registered: Being a previously registered professional could mean that Bryan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bryan Nicholas Dunklin was a registered financial advisor. Bryan was a previously registered financial professional and started their career in finance 2013 - 2014. Bryan had worked at 1 firm and has passed the Series 63 and Series 79 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

Past

P & M CORPORATE FINANCE, LLCPast·CRD# 129624
BD
Chicago, IL
November 26, 2013 - June 23, 2014

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Current Firm

P&
P & M CORPORATE FINANCE, LLC

P & M CORPORATE FINANCE, LLC | PMCF

CRD#: 129624 / SEC#: 8-66239
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

10 South Riverside Plaza 9th Floor, Chicago, IL 60606

Mailing Address

10 South Riverside Plaza 9th Floor, Chicago, IL 60606

Phone Number

(312) 602-3583

Established

Michigan since 11/21/1995

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (47 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PMCF HOLDING COMPANY, LLCOWNER—
BARBER, PAMELA JOYCFO5489840
BARBER, PAMELA JOYPFO, POO, FINOP5489840
HART, JOHN DANIELMANAGING DIRECTOR, TREASURER AND SECRETARY, BOARD MEMBER4967611
JAMISON, MATTHEW GORDONMANAGING DIRECTOR, BOARD MEMBER, PRESIDENT4644597
LESSER, JOHN JAMESBOARD MEMBER4454195
MD HOLDCO, LLCMANAGING MEMBER—
P & M HOLDING GROUP, LLPPARENT MEMBER—
WAGNER, JOSEPH DONALDMANAGING DIRECTOR, BOARD MEMBER4749753
WISNIEWSKI, CAROLINE ELIZABETHCHIEF COMPLIANCE OFFICER1463513

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2014About the Series 63 exam

Series 79 — Investment Banking Registered Representative Examination

Passed Nov 2013About the Series 79 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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