Richard R. Runde

FRIDAY FINANCIAL

DUBUQUE, IA 52002

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CRD#: 6270308

Professional summary

Richard R Runde, who also goes by Rich Runde, is a registered financial advisor currently at FRIDAY FINANCIAL located in Dubuque, Iowa.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Richard has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Rich Runde

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HONKAMP, P.C.; NON-INVESTMENT RELATED; 2345 JFK RD, DUBUQUE, IA 52002; CPA FIRM; CPA / PARTNER; START DATE 05/2013; 200 HOURS PER MONTH WITH ALL HOURS BEING DURING TRADING HOURS; PROVIDING ACCOUNTING AND TAX SERVICES TO CLIENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard R Runde's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 28, 2026 - Present

FRIDAY FINANCIAL

Office #1: 2345 Jfk Road, Dubuque, IA 52002

RIA

CRD#: 329748

DUBUQUE, IA

Past

January 5, 2015 - July 9, 2026

AVANTAX PLANNING PARTNERS, INC.

RIA

CRD#: 106237

DUBUQUE, IA

Past

November 24, 2014 - December 31, 2017

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

DUBUQUE, IA

Past

April 28, 2014 - December 31, 2017

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

DUBUQUE, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FRIDAY FINANCIAL

FRIDAY FINANCIAL | FRIDAY FINANCIAL, INC.

CRD#: 329748 / SEC#: 801-129486

RIA

Registered Investment Advisory firm - (2/9/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(9/28/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 11/24/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 4/28/2014

General Securities Representative Examination

Current Firm

FRIDAY FINANCIAL

FRIDAY FINANCIAL | FRIDAY FINANCIAL, INC.

CRD#: 329748 / SEC#: 801-129486

RIA

Registered Investment Advisory firm - (2/9/2024 Approved)

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Contact information

Main Address

600 Star Brewery Drive Suite 400, Dubuque, IA 52001

Mailing Address

Phone number

(563) 552-7526

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FRIDAY FINANCIAL FORM ADV PART 2A (5/27/2026)

Regulatory assets under management

Total Number of Accounts	829
AUM (Assets Under Management)	$ 409,324,015

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard R. Runde

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard R Runde's CRS (Customer Relationship Summary).

Certified licenses

Experience

FRIDAY FINANCIAL

AVANTAX PLANNING PARTNERS, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

Primary Firm SEC Registration

FRIDAY FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Passed: 11/24/2014

SIE

Passed: 12/31/2017

Series 7

Passed: 4/28/2014

Current Firm

FRIDAY FINANCIAL

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FRIDAY FINANCIAL

TRUST BUT VERIFY

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