David L. Moore

GIEN CAPITAL MANAGEMENT LLC

Marietta, GA

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CRD#: 6270157

Professional summary

David Lester Moore, CFP® is a registered financial advisor currently at GIEN CAPITAL MANAGEMENT LLC located in Marietta, Georgia.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. David has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(dba) SECURE SHIELD FINANCIAL LLC; Investment Related; Marietta, GA; Owner; Start Date 03/2016; 100 hours per month with 60 of those hours per month occurring during trading hours; I am a Certified Financial Planner (CFP�) - I meet with clients to discuss financial planning and investment needs and meet with small business owners to consult on business planning and financial issues. >> MT. ZION UNITED METHODIST CHURCH; Non-Investment Related; 1770 Johnson Ferry Rd, Marietta, Ga 30062; Council Member-Treasurer; Start Date 01/01/2025; 5 hours per month with 3 hours per month occurring during trading hours; Responsible for supporting finance committee and church council. This is a volunteer position. >> POWER OF ATTORNEY (POA); Non-Investment Related; Marietta, GA; Power of Attorney; POA; Start Date 11/2018; 5 hours per month with 3 of the hours per month occurring during trading hours; I have financial power of attorney for my spouse. >> LES CHENEAUX CONSULTING; Non-Investment Related; Marietta, GA; Other; Consultant; Start Date 04/2023; 30 hours per month with 15 of those hours per month occurring during trading hours; Provide financial, cash flow, and business development consulting to small business owners. >> DAVID L MOORE REVOCABLE TRUST; Non-Investment Related; Marietta, GA; Estate/Financial Planner; Trustee; Start Date 09/2024; No hours per month; I manage a revocable trust for my family's assets.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lester Moore's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

March 7, 2025 - Present

GIEN CAPITAL MANAGEMENT LLC

RIA

CRD#: 334607

Marietta, GA

Past

March 11, 2014 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

Marietta, GA

Past

March 10, 2014 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

Marietta, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(3/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/7/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/10/2014

General Securities Representative Examination

Current Firm

GIEN CAPITAL MANAGEMENT LLC

CRD#: 334607 / SEC#:

Georgia

Registered Investment Advisory firm - (2/14/2025 Approved)

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Contact information

Main Address

Alpharetta, GA

Mailing Address

Phone number

(727) 742-4831

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David L. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lester Moore's CRS (Customer Relationship Summary).

Certified licenses

Experience

GIEN CAPITAL MANAGEMENT LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/7/2014

SIE

Date: 10/1/2018

Series 7

Date: 3/10/2014

Current Firm

GIEN CAPITAL MANAGEMENT LLC

Contact information

Documents

Red Flags

Company Information

GIEN CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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