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David Lester Moore

David L. Moore

GIEN CAPITAL MANAGEMENT
Marietta, GA
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CRD#: 6270157
David Lester Moore
David Lester MooreGIEN CAPITAL MANAGEMENT

Professional summary

David Lester Moore, CFP® is a registered financial advisor currently at GIEN CAPITAL MANAGEMENT LLC located in Marietta, Georgia.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. David has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) SECURE SHIELD FINANCIAL LLC; Investment Related; Marietta, GA; Owner; Start Date 03/2016; 100 hours per month with 60 of those hours per month occurring during trading hours; I am a Certified Financial Planner (CFP�) - I meet with clients to discuss financial planning and investment needs and meet with small business owners to consult on business planning and financial issues. >> MT. ZION UNITED METHODIST CHURCH; Non-Investment Related; 1770 Johnson Ferry Rd, Marietta, Ga 30062; Council Member-Treasurer; Start Date 01/01/2025; 5 hours per month with 3 hours per month occurring during trading hours; Responsible for supporting finance committee and church council. This is a volunteer position. >> POWER OF ATTORNEY (POA); Non-Investment Related; Marietta, GA; Power of Attorney; POA; Start Date 11/2018; 5 hours per month with 3 of the hours per month occurring during trading hours; I have financial power of attorney for my spouse. >> LES CHENEAUX CONSULTING; Non-Investment Related; Marietta, GA; Other; Consultant; Start Date 04/2023; 30 hours per month with 15 of those hours per month occurring during trading hours; Provide financial, cash flow, and business development consulting to small business owners. >> DAVID L MOORE REVOCABLE TRUST; Non-Investment Related; Marietta, GA; Estate/Financial Planner; Trustee; Start Date 09/2024; No hours per month; I manage a revocable trust for my family's assets.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lester Moore's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2012

Experience

Current

March 7, 2025 - Present

GIEN CAPITAL MANAGEMENT LLC

RIA
CRD#: 334607
Marietta, GA
Past

March 11, 2014 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA
CRD#: 15708
Marietta, GA
Past

March 10, 2014 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

BD
CRD#: 15708
Marietta, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(3/7/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/7/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/10/2014
General Securities Representative Examination

Current Firm

GC
GIEN CAPITAL MANAGEMENT LLC
GIEN CAPITAL MANAGEMENT LLC

CRD#: 334607 / SEC#:

Georgia
Registered Investment Advisory firm - (2/14/2025 Approved)
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Contact information

Main Address
Alpharetta, GA
Mailing Address
Phone number
(727) 742-4831
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GIEN CAPITAL MANAGEMENT LLC

CRD#: 334607Marietta, GA

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