Michael S. Pate
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Stephen Pate was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2014. Michael had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2017 - February 24, 2025
J. MURPHY ASSET AND TAX MANAGEMENT
May 12, 2014 - August 18, 2017
MONEY CONCEPTS CAPITAL CORP
March 11, 2014 - August 18, 2017
MONEY CONCEPTS CAPITAL CORP
February 10, 2014 - March 4, 2014
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
J. MURPHY ASSET AND TAX MANAGEMENT
CRD#: 286006 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 132 |
| AUM (Assets Under Management) | $ 26,438,077 |
Red Flags
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