LS
Lettie E. Sihota
CAPSTONE RIA
Sumas, WA
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CRD#: 6269967
LS
Professional summary
Lettie Elizabeth Sihota, who also goes by Lettie Elizabeth VIgoren, Lettie Elizabeth Walker, is a registered financial advisor currently at CAPSTONE RIA located in Sumas, Washington.
Lettie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Lettie has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lettie Elizabeth Vigoren | Lettie Elizabeth Walker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). GHawk Foundation; Custer, WA 98240. Advisor is currently a board member. Activity started on 09/2018. Advisor devotes approximately 4 hours per month toward the business and 0 hours per month devoted during trading. She is currently a Board Member. 2). Tarsem Farms LLC; 9430 Sumas Rd, Sumas, WA 98295. Advisor is currently a manager. Activity started on 04/2021. Advisor devotes 20 hours per month devoted towards the business and 0 hours per month devoted during trading. She is currently in a manager here. This role is voluntary and unpaid as it is her husband's business. 3). LE Vigoren Consulting LLC; 9430 Sumas Rd, Sumas, WA 98295. Advisor is currently an owner/member. Activity started on 05/2021. Advisor devotes 160 hours per month toward the business and 90 hours per month devoted during trading. She is one of the owner/member. 4). Notary Public. 9430 Sumas Rd, Sumas, WA 98295. Advisor is a notary public. Activity started on 12/2017. Advisor devotes 15 minutes per month towards this activity and 0 hours devoted during trading. Advisor serves as a notary, and is a complementary service offered to her clients.
CRS (Client Relationship Summary) - RIA
Click below to view Lettie Elizabeth Sihota's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 26, 2025 - Present
CAPSTONE RIA
RIA
CRD#: 334343
Sumas, WA
Past
November 6, 2019 - July 29, 2025
CAPSTONE WEALTH ADVISORS, LLC
RIA
CRD#: 287670
SALEM, OR
Past
April 2, 2019 - October 21, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
BELLINGHAM, WA
Past
February 11, 2019 - October 21, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
BELLINGHAM, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CR
CAPSTONE RIA
CAPSTONE RIA | VVR HOLDINGS LLC
CRD#: 334343 / SEC#: 801-131983
RIA
Registered Investment Advisory firm - (2/14/2025 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alaska(4/14/2025)
IAR
Texas(3/31/2025)
IAR
Washington(2/26/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/11/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
CR
CAPSTONE RIA
CAPSTONE RIA | VVR HOLDINGS LLC
CRD#: 334343 / SEC#: 801-131983
RIA
Registered Investment Advisory firm - (2/14/2025 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
114 W Magnolia Street Suite #444, Bellingham, WA 98225
Mailing Address
Phone number
(877) 739-6007
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 664 |
| AUM (Assets Under Management) | $ 198,851,220 |
Red Flags
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