Vivek Sharma

GWYNEDD WEALTH PARTNERS

EAGLEVILE, PA

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CRD#: 6269307

Professional summary

Vivek Sharma, CFP®, who also goes by Sharma VIvek, is a registered financial advisor currently at GWYNEDD WEALTH PARTNERS, LLC located in Eaglevile, Pennsylvania.

Vivek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Vivek has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sharma Vivek

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CONNOTIA, LLC 1008 CLARK HILL DRIVE, EAGLEVILLE, PA 19403 PHARMACEUTICAL CONSULTING FOUNDER AND PRINCIPAL 01/2009 TO PRESENT 40 HOURS PER MONTH - 10 HOURS PER MONTH DURING SECURITIES TRADING HOURS. STRATEGIC AND SCIENTIFIC ANALYSIS ON PHARMACEUTICAL PROJECTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vivek Sharma's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

December 18, 2013 - Present

GWYNEDD WEALTH PARTNERS, LLC

RIA

CRD#: 165721

EAGLEVILE, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(12/18/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/24/2013

Uniform Investment Adviser Law Examination

Current Firm

GWYNEDD WEALTH PARTNERS, LLC

CRD#: 165721 / SEC#:

Colorado

Registered Investment Advisory firm - (1/18/2022 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/7/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

600 W. Germantown Pike Suite 400, Plymouth Meeting, PA 19462-2115

Mailing Address

600 W. Germantown Pike Suite 400, Plymouth Meeting, PA 19462-2115

Phone number

(610) 940-1707

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	130
AUM (Assets Under Management)	$ 24,500,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Vivek Sharma

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vivek Sharma's CRS (Customer Relationship Summary).

Certified licenses

Experience

GWYNEDD WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/24/2013

Current Firm

GWYNEDD WEALTH PARTNERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GWYNEDD WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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