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AL

Alvin H. Ly

BISON CAPITAL ADVISORS
Oklahoma City, OK 73118
Some features on this profile are disabled
CRD#: 6268953
AL

Professional summary

Alvin Huy Ly, CFA, who also goes by Alvin Huy Ly, is a registered financial advisor currently at BISON CAPITAL ADVISORS, LLC located in Oklahoma City, Oklahoma.

Alvin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Alvin has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Alvin Huy Ly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alvin Huy Ly's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

Experience

Current

March 15, 2024 - Present

BISON CAPITAL ADVISORS, LLC

Office #1: 1601 Nw Expressway Suite 1515, Oklahoma City, OK 73118
RIA
CRD#: 306471
Oklahoma City, OK
Past

December 9, 2013 - July 2, 2018

THE BAKER GROUP, LP

BD
CRD#: 7888
OKLAHOMA CITY, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BISON CAPITAL ADVISORS, LLC
BISON CAPITAL ADVISORS, LLC

CRD#: 306471 / SEC#: 801-118651

RIA
Registered Investment Advisory firm - (4/30/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oklahoma
(3/15/2024)
IAR
Texas
(3/15/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 2/27/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/2/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/8/2013
General Securities Representative Examination

Current Firm

BC
BISON CAPITAL ADVISORS, LLC
BISON CAPITAL ADVISORS, LLC

CRD#: 306471 / SEC#: 801-118651

RIA
Registered Investment Advisory firm - (4/30/2020 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1601 Nw Expressway Suite 1515, Oklahoma City, OK 73118
Mailing Address
Phone number
(405) 257-0646
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (5/9/2025)
FORM ADV PART 2A APP 1 - WRAP BROCHURE (5/9/2025)

Regulatory assets under management

Total Number of Accounts522
AUM (Assets Under Management)$ 250,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BISON CAPITAL ADVISORS, LLC

CRD#: 306471Oklahoma City, OK 73118

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