Meredith K. Collins

SAN LUIS WEALTH ADVISORS

San Luis Obispo, CA 93401

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CRD#: 6268908

Professional summary

Meredith Karman Collins, who also goes by Meredith Karman Collins, Meredith Collins, is a registered financial advisor currently at SAN LUIS WEALTH ADVISORS located in San Luis Obispo, California.

Meredith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Meredith has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Meredith Karman Collins | Meredith Collins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NOTARY PUBLIC; NOT INVESTMENT RELATED; CONDUCTED FROM OFFICE LOCATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Meredith Karman Collins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 3, 2025 - Present

SAN LUIS WEALTH ADVISORS

Office #1: 735 Tank Farm Road Suite 264, San Luis Obispo, CA 93401

RIA

CRD#: 309506

San Luis Obispo, CA

Past

October 19, 2020 - October 3, 2025

CERRO PACIFIC WEALTH ADVISORS, LLC

RIA

CRD#: 310825

SAN LUIS OBISPO, CA

Past

August 2, 2019 - September 29, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN LUIS OBISPO, CA

Past

August 2, 2019 - September 29, 2020

LPL FINANCIAL LLC

CRD#: 6413

SAN LUIS OBISPO, CA

Past

December 7, 2018 - July 16, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN LUIS OBISPO, CA

Past

October 4, 2018 - July 16, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SAN LUIS OBISPO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAN LUIS WEALTH ADVISORS

SAN LUIS WEALTH ADVISORS | SLWA, LLC

CRD#: 309506 / SEC#: 801-119019

RIA

Registered Investment Advisory firm - (7/13/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/6/2018

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/15/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/5/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/4/2018

General Securities Representative Examination

Current Firm

SAN LUIS WEALTH ADVISORS

SAN LUIS WEALTH ADVISORS | SLWA, LLC

CRD#: 309506 / SEC#: 801-119019

RIA

Registered Investment Advisory firm - (7/13/2020 Approved)

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Contact information

Main Address

735 Tank Farm Road Suite 264, San Luis Obispo, CA 93401

Mailing Address

Phone number

(805) 810-0002

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,364
AUM (Assets Under Management)	$ 705,518,005

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Meredith K. Collins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Meredith Karman Collins's CRS (Customer Relationship Summary).

Certified licenses

Experience

CERRO PACIFIC WEALTH ADVISORS, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

SAN LUIS WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 12/6/2018

Series 7TO

Date: 3/15/2024

SIE

Date: 10/5/2018

Series 7

Date: 10/4/2018

Current Firm

SAN LUIS WEALTH ADVISORS

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAN LUIS WEALTH ADVISORS

TRUST BUT VERIFY

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