Daniel Cooper
Professional summary
Daniel Cooper, who also goes by Daniel Joseph Cooper, is a registered financial professional currently at TRANSAMERICA CAPITAL, LLC located in Denver, Colorado.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2013. Daniel has worked at 2 firms and has passed the Series 63, SIE, Series 7TO and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Cooper's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 27, 2021 - Present
TRANSAMERICA CAPITAL, LLC
Office #1: 1801 California St Suite 5200, Denver, CO 80202October 3, 2014 - May 8, 2017
TRANSAMERICA CAPITAL, LLC
November 20, 2013 - September 26, 2014
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/23/2025)
Exams
Series 7TO
Date: 7/27/2021
General Securities Representative ExaminationFINRA
Current Firm
TRANSAMERICA CAPITAL, LLC
CRD#: 8217 / SEC#: , 8-24829
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AUSA HOLDING, LLC | PARENT | |
| ACKERMAN, TIMOTHY LEON | DIRECTOR | 2311523 |
| BEITZEL, BRIAN | DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER | 6183770 |
| CARNEY, ROBERT DONALD | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | 6747924 |
| HALLORAN, MARK FRANCIS | DIRECTOR | 1128889 |
| HELLERMAN, DOUGLAS | CHIEF COMPLIANCE OFFICER | 4696681 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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