Alexandra K. Forest

44 NORTH CAPITAL | Financial Advisor

BURLINGTON, VT 05401

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CRD#: 6268230

Professional summary

Alexandra Kaknes Forest, CFP®, who also goes by Alexandra Kaknes Forest, Alexandra Forest, Alexandra J Kaknes, Alexandra Kaknes, Alexandra Kaknes Forest, is a registered financial advisor currently at 44 NORTH CAPITAL, LLC located in Burlington, Vermont.

Alexandra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Alexandra has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Investment Planning

Retirement Income Management

Retirement Planning

What is your minimum asset requirement?

250K

Are you a "fiduciary"?

Yes

Aliases

Alexandra Kaknes Forest | Alexandra Forest | Alexandra J Kaknes | Alexandra Kaknes | Alexandra Kaknes Forest

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.KLS MANAGEMENT, LLC; NOT INVESTMENT RELATED; NAPERVILLE, IL; LLC; LIMITED PARTNER; 1/2015; ZERO HOURS DEVOTED PER MONTH; ZERO HOURS DURING TRADING HOURS; LLC CREATED FOR VARIOUS REAL ESTATE PROPERTIES. 2. REAL ESTATE INVESTMENT PROPERTIES; NOT INVESTMENT RELATED; SOUTH BURLINGTON. VT; ASSOCIATION; 1/2021; TWO HOURS DEVOTED PER MONTH; ZERO HOURS DEVOTED DURING TRADING HOURS; MANAGE PREPERTIES AND TENANTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexandra Kaknes Forest's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

September 8, 2023 - Present

44 NORTH CAPITAL, LLC

Office #1: 431 Pine Street Suite 114, Burlington, VT 05401

RIA

CRD#: 327552

BURLINGTON, VT

Past

April 7, 2020 - September 12, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BURLINGTON, VT

Past

April 7, 2020 - September 12, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BURLINGTON, VT

Past

May 15, 2019 - March 17, 2020

MML INVESTORS SERVICES, LLC

CRD#: 10409

COLCHESTER, VT

Past

May 20, 2016 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

SOUTH BURLINGTON, VT

Past

May 20, 2016 - November 28, 2018

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

South Burlington,, VT

Past

April 22, 2015 - November 28, 2018

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

SOUTH BURLINGTON, VT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

44 NORTH CAPITAL, LLC

CRD#: 327552 / SEC#: 801-128572

RIA

Registered Investment Advisory firm - (8/15/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Vermont
(9/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/6/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/22/2015

General Securities Representative Examination

Current Firm

44 NORTH CAPITAL, LLC

CRD#: 327552 / SEC#: 801-128572

RIA

Registered Investment Advisory firm - (8/15/2023 Approved)

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Contact information

Main Address

431 Pine Street Suite 114, Burlington, VT 05401

Mailing Address

Phone number

(971) 371-3450

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP PROGRAM BROCHURE (3/10/2025)

ADV PART 2A DISCLOSURE BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	402
AUM (Assets Under Management)	$ 113,955,548

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Alexandra K. Forest

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexandra Kaknes Forest's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MML INVESTORS SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

44 NORTH CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/6/2016

SIE

Date: 10/1/2018

Series 7

Date: 4/22/2015

Current Firm

44 NORTH CAPITAL, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

44 NORTH CAPITAL, LLC

TRUST BUT VERIFY

Contact information

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