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DG

Dallis Khane Goodson

CFP®

MOORS & CABOT

BOSTON, MA

·CRD# 6268045·12 years experience

Professional Summary

Dallis Khane Goodson, CFP®, who also goes by Dallis Goodson, is a registered financial advisor currently at MOORS & CABOT, INC. located in Boston, Massachusetts. Dallis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Dallis has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dallis Goodson

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®

Certified Financial PlannerSince 2019

Years of Experience

12 years in the financial services industry

Current & Past Employments

MOORS & CABOT, INC.·CRD# 594

RIA

BD

One Federal Street 19th Floor, Boston, MA 02110

August 18, 2025 - Present

MOORS & CABOT, INC.·CRD# 594

RIA

BD

One Federal Street 19th Floor, Boston, MA 02110

August 18, 2025 - Present

CITIZENS SECURITIES, INC.·CRD# 39550

RIA

Johnston, RI

March 2, 2022 - August 15, 2025

CITIZENS SECURITIES, INC.·CRD# 39550

RIA

Johnston, RI

August 26, 2021 - November 30, 2021

CITIZENS SECURITIES, INC.·CRD# 39550

BD

Johnston, RI

August 26, 2021 - August 15, 2025

CITIZENS PRIVATE WEALTH·CRD# 106743

RIA

Johnston, RI

August 4, 2020 - August 15, 2025

CITIZENS SECURITIES, INC.·CRD# 39550

RIA

Smithfield, RI

May 1, 2015 - July 23, 2020

CITIZENS SECURITIES, INC.·CRD# 39550

BD

Smithfield, RI

June 9, 2014 - July 23, 2020

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Current Firm

MOORS & CABOT, INC.

MOORS & CABOT, INC.

MOORS & CABOT FINANCIAL ADVISORS | MOORS & CABOT, INC. | MOORS & CABOT, INC

CRD#: 594 / SEC#: 801-48726, 8-23060

RIA

Registered Investment Advisory firm - SEC (3/30/1995 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One Federal Street 19th Floor, Boston, MA 02110

Mailing Address

One Federal Street 19th Floor, Boston, MA 02110

Phone Number

(617) 426-0500

Established

Massachusetts since 07/05/1978

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

# of Employees

121

SEC notice filing (36 States and Territories)

Registered to provide investment advisory services in 36 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 36 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

MOORS & CABOT ADV (9/29/2025)

Direct owners and executive officers

Name	Position	CRD#
EIGHTEEN NINETY PARTNERS, LLC	SHAREHOLDER	—
BRAUN, MICHAEL CHARLES	EVP/COO/DIRECTOR	2005370
CUETARA, JOSEPH PHILIP	SVP FIXED INCOME/MUNICIPAL PRINCIPAL	58308
GARRETT, MARK DAVID	DIRECTOR/CO-CHAIRMAN/TRUSTEE	5563014
HILDRETH, MICHAEL CHRISTOPHER	EVP/CFO/FINOP/PRESIDENT/CEO/DIRECTOR	2386839
KELLIHER, KATHERINE ROSE	SVP & CHIEF COMPLIANCE OFFICER	4146307

Regulatory Assets Under Management

Total Number of Accounts

5,074

AUM (Assets Under Management)

$3,437,764,388

Disclosures

Regulatory Event

31

Arbitration

4

Bond

2

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
01/23/2025	Cover Page	Report
12/04/2023	Cover Page	Report

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. RI Trucking Association - Chair of Finance Sub-Committee; 1 hour/month. Start date: 02/2024. 2. Community Care Alliance - Position: Treasurer, - Type of Entity: Non Profit, - Responsibilities of Position: Serves as Treasurer of the organization. Has no access of control of bank accounts, investment accounts, cash or finances. Responsibilities are solely reporting and advise. - Monthly Compensation / Net Profit: $0. - Date of Initial Involvement: 6/18/2024. - Approximate Amount of time devoted on a Monthly Basis: 2 Hours every other Month. 3. Estate Planning Council of RI- Planning Committee Member Non-profit Plan networking events, schedule guest speakers Monthly Compensation: $0 Date of Initial Involvement: 12/09/2024 Approx amount of time/month: 2 hours

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MOORS & CABOT, INC.

MOORS & CABOT, INC.

MOORS & CABOT FINANCIAL ADVISORS | MOORS & CABOT, INC. | MOORS & CABOT, INC

CRD#: 594 / SEC#: 801-48726, 8-23060

RIA

Registered Investment Advisory firm - SEC (3/30/1995 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(6/23/2026)

RR

Alaska
(6/23/2026)

RR

Arizona
(6/23/2026)

RR

Arkansas
(6/23/2026)

RR

California
(6/23/2026)

RR

Colorado
(6/23/2026)

RR

Connecticut
(8/18/2025)

RR

Delaware
(6/23/2026)

RR

District of Columbia
(6/23/2026)

RR

Florida
(8/18/2025)

RR

Georgia
(6/23/2026)

RR

Hawaii
(6/23/2026)

RR

Idaho
(6/23/2026)

RR

Illinois
(6/23/2026)

RR

Indiana
(6/23/2026)

RR

Iowa
(6/23/2026)

RR

Kansas
(6/23/2026)

RR

Kentucky
(6/23/2026)

RR

Louisiana
(6/23/2026)

RR

Maine
(6/23/2026)

RR

Maryland
(6/23/2026)

RR

Massachusetts
(8/18/2025)

RR

Michigan
(6/23/2026)

RR

Minnesota
(6/23/2026)

RR

Mississippi
(6/23/2026)

RR

Missouri
(6/23/2026)

RR

Montana
(6/23/2026)

RR

Nebraska
(6/23/2026)

RR

Nevada
(6/23/2026)

RR

New Hampshire
(6/23/2026)

RR

New Jersey
(8/18/2025)

RR

New Mexico
(6/23/2026)

RR

New York
(8/18/2025)

RR

North Carolina
(6/23/2026)

RR

North Dakota
(6/23/2026)

RR

Ohio
(8/20/2025)

RR

Oklahoma
(6/23/2026)

RR

Oregon
(6/23/2026)

RR

Pennsylvania
(6/23/2026)

RR

Rhode Island
(8/18/2025)

IAR

Rhode Island
(8/18/2025)

RR

South Carolina
(6/23/2026)

RR

South Dakota
(6/23/2026)

RR

Tennessee
(6/23/2026)

RR

Texas
(6/23/2026)

RR

Utah
(6/23/2026)

RR

Vermont
(6/23/2026)

RR

Virginia
(6/23/2026)

RR

Washington
(6/23/2026)

RR

West Virginia
(6/23/2026)

RR

Wisconsin
(6/23/2026)

RR

Wyoming
(6/23/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2015About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2014About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2016About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 2014About the Series 6 exam

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Dallis Khane Goodson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Dallis Khane Goodson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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DG

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