DG
Dallis K. Goodson
MOORS & CABOT
BOSTON, MA 02110
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CRD#: 6268045
DG
Professional summary
Dallis Khane Goodson, CFP®, who also goes by Dallis Goodson, is a registered financial advisor currently at MOORS & CABOT, INC. located in Boston, Massachusetts.
Dallis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Dallis has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dallis Goodson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. RI Trucking Association - Chair of Finance Sub-Committee; 1 hour/month. Start date: 02/2024. 2. Community Care Alliance - Position: Treasurer, - Type of Entity: Non Profit, - Responsibilities of Position: Serves as Treasurer of the organization. Has no access of control of bank accounts, investment accounts, cash or finances. Responsibilities are solely reporting and advise. - Monthly Compensation / Net Profit: $0. - Date of Initial Involvement: 6/18/2024. - Approximate Amount of time devoted on a Monthly Basis: 2 Hours every other Month. 3. Estate Planning Council of RI- Planning Committee Member Non-profit Plan networking events, schedule guest speakers Monthly Compensation: $0 Date of Initial Involvement: 12/09/2024 Approx amount of time/month: 2 hours
CRS (Client Relationship Summary) - RIA
Click below to view Dallis Khane Goodson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Dallis Khane Goodson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
August 18, 2025 - Present
MOORS & CABOT, INC.
Office #1: One Federal Street 19th Floor, Boston, MA 02110Office #2: One Federal Street 19th Floor, Boston, MA 02110RIA
BD
CRD#: 594
BOSTON, MA
Current
August 18, 2025 - Present
MOORS & CABOT, INC.
Office #1: One Federal Street 19th Floor, Boston, MA 02110Office #2: One Federal Street 19th Floor, Boston, MA 02110RIA
BD
CRD#: 594
BOSTON, MA
Past
March 2, 2022 - August 15, 2025
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
JOHNSTON, RI
Past
August 26, 2021 - November 30, 2021
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
JOHNSTON, RI
Past
August 26, 2021 - August 15, 2025
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
JOHNSTON, RI
Past
August 4, 2020 - August 15, 2025
CITIZENS PRIVATE WEALTH
RIA
CRD#: 106743
Johnston, RI
Past
May 1, 2015 - July 23, 2020
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
SMITHFIELD, RI
Past
June 9, 2014 - July 23, 2020
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MOORS & CABOT, INC.
MOORS & CABOT FINANCIAL ADVISORS | MOORS & CABOT, INC. | MOORS & CABOT, INC
CRD#: 594 / SEC#: 801-48726, 8-23060
RIA
Registered Investment Advisory firm - SEC (3/30/1995 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(8/18/2025)
RR
Florida(8/18/2025)
RR
Massachusetts(8/18/2025)
RR
New Jersey(8/18/2025)
RR
New York(8/18/2025)
RR
Ohio(8/20/2025)
RR
Rhode Island(8/18/2025)
IAR
Rhode Island(8/18/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
MOORS & CABOT, INC.
MOORS & CABOT FINANCIAL ADVISORS | MOORS & CABOT, INC. | MOORS & CABOT, INC
CRD#: 594 / SEC#: 801-48726, 8-23060
RIA
Registered Investment Advisory firm - SEC (3/30/1995 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Federal Street 19th Floor, Boston, MA 02110
Mailing Address
One Federal Street 19th Floor, Boston, MA 02110
Phone number
(617) 426-0500
Established
Massachusetts since 07/05/1978
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
121
SEC notice filing (35 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EIGHTEEN NINETY PARTNERS, LLC | SHAREHOLDER | |
| BRAUN, MICHAEL CHARLES | EVP/COO/DIRECTOR | 2005370 |
| CUETARA, JOSEPH PHILIP | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | 58308 |
| GARRETT, MARK DAVID | DIRECTOR/CO-CHAIRMAN/TRUSTEE | 5563014 |
| HILDRETH, MICHAEL CHRISTOPHER | EVP/CFO/FINOP/PRESIDENT/CEO/DIRECTOR | 2386839 |
| JOYCE, DANIEL MICHAEL | DIRECTOR | 1060819 |
| KELLIHER, KATHERINE ROSE | SVP & CHIEF COMPLIANCE OFFICER | 4146307 |
Regulatory assets under management
| Total Number of Accounts | 5,074 |
| AUM (Assets Under Management) | $ 3,437,764,388 |
Disclosures
| Regulatory Event | 30 |
| Arbitration | 3 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2025 | ||
| 12/04/2023 | ||
| 01/12/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MOORS & CABOT, INC.
CRD#: 594Boston, MA 02110TRUST BUT VERIFY
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