Kenneth A. Link
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Allen Link, who also goes by Kenny Link, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 2014. Kenneth had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2026 - August 11, 2026
NEWEDGE SECURITIES, LLC
December 5, 2025 - August 11, 2026
NEWEDGE ADVISORS
December 5, 2025 - March 10, 2026
NEWEDGE SECURITIES, LLC
August 7, 2023 - December 4, 2025
STONEGATE INVESTMENT GROUP, LLC
December 22, 2021 - June 8, 2023
BROOKFIELD PRIVATE WEALTH LLC
March 17, 2021 - December 22, 2021
BROOKFIELD PRIVATE ADVISORS LLC
October 10, 2019 - December 22, 2021
INDEPENDENT BROKERAGE SOLUTIONS LLC
January 31, 2018 - December 31, 2021
QUASAR DISTRIBUTORS, LLC
May 18, 2017 - January 24, 2018
JANUS HENDERSON DISTRIBUTORS US LLC
September 11, 2014 - May 8, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
April 8, 2014 - May 8, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWEDGE SECURITIES, LLC
CRD#: 10674 / SEC#: , 8-27663
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWEDGE CAPITAL GROUP, LLC | SHAREHOLDER | |
| BANCO, JOSEPH FRANKLIN JR | PRINCIPAL FINANCIAL OFFICER AND CFO | 2850198 |
| CHAFFEE, HAROLD GERARD | CHIEF COMPLIANCE OFFICER | 2905661 |
| FONG, SARAH F | VICE PRESIDENT | 2937709 |
| JENKINS, WILLIAM HENRY | MANAGING DIRECTOR - SUPERVISION | 3004337 |
| SCHNIER, DAVID JASON | GENERAL COUNSEL AND SECRETARY | 5110928 |
| SESLER, JEAN ANN | PRINCIPAL OPERATIONS OFFICER | 1809578 |
| SMITH, KYLE PETER | PRESIDENT | 2142563 |
Disclosures
| Regulatory Event | 9 |
| Civil Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
