SP
Sara B. Pichette
FORESIDE FINANCIAL SERVICES
Portsmouth, NH 03801
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CRD#: 6267269
SP
Professional summary
Sara Bee Pichette, who also goes by Sara Jeanne Bee, Sara Bee, Sara B Pichette, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Portsmouth, New Hampshire.
Sara is registered as a RR (Registered Representative) and started their career in finance in 2013. Sara has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Sara Jeanne Bee | Sara Bee | Sara B Pichette
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Sara Bee Pichette's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 28, 2021 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 30 Penhallow Street Suite 400, Portsmouth, NH 03801BD
CRD#: 148477
Portsmouth, NH
Past
April 3, 2018 - September 2, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MANCHESTER, NH
Past
April 3, 2018 - September 2, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MANCHESTER, NH
Past
December 19, 2017 - March 6, 2018
BLACKROCK INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 108928
Boston, MA
Past
February 15, 2017 - March 6, 2018
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
BOSTON, MA
Past
November 25, 2013 - January 31, 2017
TRANSAMERICA CAPITAL, LLC
BD
CRD#: 8217
DENVER, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/28/2021)
RR
Alaska(9/28/2021)
RR
Arizona(9/28/2021)
RR
Arkansas(9/28/2021)
RR
California(9/28/2021)
RR
Colorado(9/28/2021)
RR
Connecticut(9/28/2021)
RR
Delaware(9/28/2021)
RR
District of Columbia(9/28/2021)
RR
Florida(9/28/2021)
RR
Georgia(9/28/2021)
RR
Hawaii(9/28/2021)
RR
Idaho(9/28/2021)
RR
Illinois(9/28/2021)
RR
Indiana(9/28/2021)
RR
Iowa(9/28/2021)
RR
Kansas(9/28/2021)
RR
Kentucky(9/28/2021)
RR
Louisiana(9/28/2021)
RR
Maine(9/28/2021)
RR
Maryland(9/28/2021)
RR
Massachusetts(9/28/2021)
RR
Michigan(9/28/2021)
RR
Minnesota(9/28/2021)
RR
Mississippi(9/28/2021)
RR
Missouri(9/28/2021)
RR
Montana(9/28/2021)
RR
Nebraska(9/28/2021)
RR
Nevada(9/28/2021)
RR
New Hampshire(9/28/2021)
RR
New Jersey(9/28/2021)
RR
New Mexico(9/28/2021)
RR
New York(9/28/2021)
RR
North Carolina(9/28/2021)
RR
North Dakota(9/28/2021)
RR
Ohio(9/30/2021)
RR
Oklahoma(9/28/2021)
RR
Oregon(9/28/2021)
RR
Pennsylvania(9/28/2021)
RR
Puerto Rico(9/28/2021)
RR
Rhode Island(9/28/2021)
RR
South Carolina(9/28/2021)
RR
South Dakota(9/28/2021)
RR
Tennessee(1/18/2023)
RR
Texas(9/28/2021)
RR
Utah(9/28/2021)
RR
Vermont(9/28/2021)
RR
Virgin Islands(9/28/2021)
RR
Virginia(9/28/2021)
RR
Washington(9/28/2021)
RR
West Virginia(9/28/2021)
RR
Wisconsin(9/28/2021)
RR
Wyoming(9/28/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORESIDE FINANCIAL SERVICES, LLC
BHIL DISTRIBUTORS, INC. | FORESIDE FINANCIAL SERVICES, LLC | BHIL DISTRIBUTORS, LLC
CRD#: 148477 / SEC#: , 8-68027
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 07/31/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477Portsmouth, NH 03801TRUST BUT VERIFY
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