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Abdullah Alattas

APEX CLEARING
DALLAS, TX
·CRD# 6267170·12 years experience

Professional Summary

Abdullah Alattas, who also goes by Abdullah Hussein Alattas, Andy Alattas, is a registered financial advisor currently at APEX CLEARING CORPORATION located in Dallas, Texas. Abdullah is registered as a RR (Registered Representative) and started their career in finance in 2014. Abdullah has worked at 3 firms and has passed the Series 63, Series 57TO, Series 3, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Abdullah Hussein Alattas, Andy Alattas

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

APEX CLEARING CORPORATION·CRD# 13071
BD
350 N. St. Paul Street Suite 1300, Dallas, TX 75201
March 4, 2025 - Present
ROBINHOOD FINANCIAL, LLC·CRD# 165998
BD
Westlake, TX
July 21, 2021 - February 20, 2025
TD AMERITRADE, INC.·CRD# 7870
BD
Southlake, TX
March 8, 2016 - December 12, 2020
TD AMERITRADE, INC.·CRD# 7870
BD
Fort Worth, TX
June 10, 2014 - December 22, 2014

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Current Firm

AC
APEX CLEARING CORPORATION

ADP CLEARING & OUTSOURCING SERVICES, INC. | U.S. CLEARING CORP. | RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC. | Q & R CLEARING CORPORATION | FLEET SECURITIES, INC. | APEX CLEARING CORPORATION

CRD#: 13071 / SEC#: 8-23522
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

One Dallas Center 350 N. St. Paul, Suite 1300, Dallas, TX 75201

Mailing Address

One Dallas Center 350 N. St. Paul, Suite 1300, Dallas, TX 75201

Phone Number

(214) 765-1100

Established

New York since 12/22/1978

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
APEX FINTECH SOLUTIONS INC.SHAREHOLDER—
BRENNAN, WILLIAM ROBERTCHIEF COMPLIANCE OFFICER2447538
CAPUZZI, WILLIAM WALTERCHIEF EXECUTIVE OFFICER4323894
COUGHLIN, CONNOR DANIELCHIEF CUSTOMER OFFICER/ CHIEF OPERATIONS OFFICER6665836
DUCKWORTH, PAUL DFINOP, PRINCIPAL FINANCIAL OFFICER3202937

Disclosures

Regulatory Event

50

Arbitration

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(3/4/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2014About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jul 2026About the Series 57TO exam

Series 3 — National Commodity Futures Examination

Passed Jun 2024About the Series 3 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2014About the Series 7 exam
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CRS (Client Relationship Summary) - BD

Click below to view Abdullah Alattas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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