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Todd Lee Latocha

Todd L. Latocha

BLACKWATER FINANCIAL
FAIRMONT, WV
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CRD#: 6266874
Todd Lee Latocha

Professional summary


Todd Lee Latocha, CFP® is a registered financial advisor currently at BLACKWATER FINANCIAL located in Fairmont, West Virginia.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Todd has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Hippocratic Financial Advisors 2. Investment Related 3. 30700 Russell Road Suite 250 Westlake Village, CA 91362 4. Consulting 5. Practice Management Consultant 6. Part time Consultant 7. 09/20/2024 8.10 hours per week 9. Generally not during trading hours 10. Mr. Todd Latocha will be a 1099 contactor. His duties may include clerical and consulting. Passive shareholder in Heritage Bancshares, a West Virginia chartered bank holding company structured as an S-Corp. I do not participate in any capacity with the operations or management of the business. Compensation from the business includes dividends payed out on equitable basis among shareholders based on their ownership in the organization. No other compensation is received from this activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Todd Lee Latocha's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2019

Experience


Current

August 8, 2024 - Present

BLACKWATER FINANCIAL

RIA
CRD#: 331580
FAIRMONT, WV
Past

June 7, 2021 - September 20, 2024

HIPPOCRATIC FINANCIAL ADVISORS

RIA
CRD#: 169481
Fairmont, WV
Past

January 8, 2021 - May 12, 2021

PERSONAL CAPITAL ADVISORS CORPORATION

RIA
CRD#: 155172
Fairmont, WV
Past

November 12, 2019 - February 24, 2021

FACET

RIA
CRD#: 285961
Fairmont, WV
Past

November 1, 2017 - October 30, 2019

THE HUNTINGTON INVESTMENT COMPANY

RIA
CRD#: 16986
FAIRMONT, WV
Past

October 24, 2017 - October 30, 2019

THE HUNTINGTON INVESTMENT COMPANY

BD
CRD#: 16986
FAIRMONT, WV
Past

March 9, 2017 - October 6, 2017

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
MORGANTOWN, WV
Past

January 24, 2017 - October 6, 2017

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
MORGANTOWN, WV
Past

January 1, 2014 - April 10, 2014

NATIONWIDE SECURITIES, LLC

BD
CRD#: 11173
KINGWOOD, WV

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(12/13/2024)
IAR
Texas
(1/8/2025)
IAR
West Virginia
(8/8/2024)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 3/2/2017
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


BF
BLACKWATER FINANCIAL
BLACKWATER FINANCIAL | BLACKWATER FINANCIAL, LLC

CRD#: 331580 / SEC#:

California
Registered Investment Advisory firm - (12/13/2024 Approved)
Texas
Registered Investment Advisory firm - (1/3/2025 Conditional Restricted)
West Virginia
Registered Investment Advisory firm - (8/8/2024 Approved)
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Contact information


Main Address
Fairmont, WV
Mailing Address
726 East Park Ave. Ste 240, Fairmont, WV 26554
Phone number
(304) 314-4249
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts48
AUM (Assets Under Management)$ 19,670,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BLACKWATER FINANCIAL

CRD#: 331580Fairmont, WV

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