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JN

John L. Nichol

STRATOS INVESTMENT MANAGEMENT
BEACHWOOD, OH 44122
Some features on this profile are disabled
CRD#: 6266843
JN

Professional summary

John Leland Nichol is a registered financial advisor currently at STRATOS INVESTMENT MANAGEMENT, LLC located in Beachwood, Ohio.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. John has worked at 2 firms .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Leland Nichol's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 3, 2021 - Present

STRATOS INVESTMENT MANAGEMENT, LLC

Office #1: 3750 Park East Drive Suite 200, Beachwood, OH 44122
RIA
CRD#: 283850
BEACHWOOD, OH
Past

November 8, 2013 - December 17, 2019

FEDERATED INVESTMENT COUNSELING

RIA
CRD#: 105325
PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
STRATOS INVESTMENT MANAGEMENT, LLC
FUNDAMENTUM, L.L.C. | STRATOS INVESTMENT MANAGEMENT, LLC | FUNDAMENTUM, LLC

CRD#: 283850 / SEC#: 801-107873

RIA
Registered Investment Advisory firm - (5/23/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(2/3/2021)

Exams

Current Firm

SI
STRATOS INVESTMENT MANAGEMENT, LLC
FUNDAMENTUM, L.L.C. | STRATOS INVESTMENT MANAGEMENT, LLC | FUNDAMENTUM, LLC

CRD#: 283850 / SEC#: 801-107873

RIA
Registered Investment Advisory firm - (5/23/2016 Approved)
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Contact information

Main Address
3750 Park East Drive Suite 200, Beachwood, OH 44122
Mailing Address
Phone number
(440) 210-4900
Established
Firm type
Fiscal year end
# of Employees
79

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

STRATOS INVESTMENT MANAGEMENT PART 2A FIRM BROCHURE 03.31.2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts5,427
AUM (Assets Under Management)$ 2,442,199,672

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATOS INVESTMENT MANAGEMENT, LLC

CRD#: 283850Beachwood, OH 44122

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