Danielle M. Meister

MADRONA FINANCIAL & CPAS

Park City, UT 84098

Some features on this profile are disabled

CRD#: 6266545

Professional summary

Danielle Marie Meister, who also goes by Danielle Marie Stern, Danielle Stern, is a registered financial advisor currently at MADRONA FINANCIAL & CPAS located in Park City, Utah.

Danielle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Danielle has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Danielle Marie Stern | Danielle Stern

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE SALES; INVESTMENT-RELATED; INSURANCE AGENT; APPROXIMATELY 30 HRS/MO DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Danielle Marie Meister's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 9, 2022 - Present

MADRONA FINANCIAL & CPAS

Office #1: 4554 N Forestdale Dr Unit 28, Park City, UT 84098

RIA

CRD#: 115753

Park City, UT

Past

September 2, 2020 - March 4, 2022

TRAJAN WEALTH, L.L.C.

RIA

CRD#: 158847

DRAPER, UT

Past

July 17, 2018 - August 7, 2020

SCOTTSDALE WEALTH ADVISORY LLC

RIA

CRD#: 285907

Albuquerque, NM

Past

January 7, 2016 - September 14, 2016

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ALBUQUERQUE, NM

Past

November 25, 2015 - September 14, 2016

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ALBUQUERQUE, NM

Past

June 30, 2014 - September 22, 2015

SECURE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 141195

TUCSON, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MADRONA FINANCIAL & CPAS

CRD#: 115753 / SEC#: 801-63693

RIA

Registered Investment Advisory firm - (1/3/2005 Approved)

California

Registered Investment Advisory firm - (2/3/2006 Cancelled)

Washington

Registered Investment Advisory firm - (7/17/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(5/9/2022)

IAR

Washington
(5/10/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/15/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/24/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 9/14/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/25/2015

General Securities Representative Examination

Current Firm

MADRONA FINANCIAL & CPAS

CRD#: 115753 / SEC#: 801-63693

RIA

Registered Investment Advisory firm - (1/3/2005 Approved)

California

Registered Investment Advisory firm - (2/3/2006 Cancelled)

Washington

Registered Investment Advisory firm - (7/17/2006 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2911 Bond Street, Suite 200, Everett, WA 98201

Mailing Address

Phone number

(425) 212-3777

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MADRONA FINANCIAL SERVICES, LLC ADV PART 2A 03.17.2025 (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,725
AUM (Assets Under Management)	$ 505,696,988

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Donald Devitto

RBC CAPITAL MARKETS, LLC

IAR

Rochester, NY

Brennan Fontana

LIDO

IAR

San Diego, CA

David Given

CURTIS ADVISORY GROUP, LLC

IAR

Santa Barbara, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Danielle M. Meister

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Danielle Marie Meister's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRAJAN WEALTH, L.L.C.

SCOTTSDALE WEALTH ADVISORY LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

SECURE INVESTMENT MANAGEMENT, LLC

Primary Firm SEC Registration

MADRONA FINANCIAL & CPAS

State Registrations and Notice Filings

Exams

Series 63

Date: 12/15/2015

Series 65

Date: 6/24/2014

SIE

Date: 9/14/2016

Series 7

Date: 11/25/2015

Current Firm

MADRONA FINANCIAL & CPAS

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MADRONA FINANCIAL & CPAS

TRUST BUT VERIFY

Similar Advisors