Gisela Moreno
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gisela Moreno, who also goes by Gisela Acuna Moreno, Gisela Narcisa Moreno, was a registered financial professional .
Gisela is a previously registered financial professional and started their career in finance in 2014. Gisela had worked at 6 firms and has passed the Series 99TO, Series 57TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2021 - July 27, 2022
ALBERT SECURITIES, LLC
November 14, 2018 - April 22, 2020
KROLL SECURITIES LLC
July 24, 2018 - September 4, 2018
RBC CAPITAL MARKETS, LLC
February 27, 2017 - May 31, 2018
AQUA SECURITIES L.P.
November 28, 2016 - May 31, 2018
CANTOR FITZGERALD & CO.
March 5, 2014 - November 9, 2016
TWO SIGMA SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamCurrent Firm
ALBERT SECURITIES, LLC
CRD#: 305928 / SEC#: , 8-70459
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
