Mauricio Sanchez

PORTAFOLIO CAPITAL MANAGEMENT

San Antonio, TX 78209

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CRD#: 6265685

Professional summary

Mauricio Sanchez, who also goes by Mau Sanchez, is a registered financial advisor currently at PORTAFOLIO CAPITAL MANAGEMENT located in San Antonio, Texas.

Mauricio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Mauricio has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mau Sanchez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Entity Name: GURUPRESARIO LLC Investment related: N/A Address: Remote work + meeting (no office space) no entity address. Nature of the other business: Helping small business owners learn skills to run a successful business. Media, marketing and film Position/Title/Relationship: Founder, Chief of Strategy, Creative Director Start Date: 01 Jan 2015 Approximate # of hours a month: 10 Approximate # of hours during securities hours: N/A Briefly describe your duties: Consultant, mentor, media consultant. The company is a marketing, strategic consulting, and advertising business focused on managing brand growth for hired clients. Entity Name: Martin Capital Advisors, LLP Investment related: Yes Address: 1100 NE Loop 410 #300, San Antonio, TX 78209 Nature of the other business: Registered Investment Advisor Position/Title/Relationship: Partner, Director of Institutional Research, Wealth Manager Start Date: 01 Jan 2019 Approximate # of hours a month: 40 Approximate # of hours during securities hours: N/A Briefly describe your duties: Business development with prospective clients. Managing current clients + relationships.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mauricio Sanchez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 7, 2024 - Present

PORTAFOLIO CAPITAL MANAGEMENT

Office #1: 1100 Ne Loop 410 #300, San Antonio, TX 78209

RIA

CRD#: 329023

San Antonio, TX

Past

January 16, 2019 - October 10, 2025

MARTIN CAPITAL ADVISORS, LLP

RIA

CRD#: 108529

SAN ANTONIO, TX

Past

March 30, 2017 - May 2, 2018

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

SAN ANTONIO, TX

Past

March 30, 2017 - May 2, 2018

J.P. MORGAN SECURITIES LLC

CRD#: 79

SAN ANTONIO, TX

Past

November 5, 2015 - March 8, 2017

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA

CRD#: 110476

San Antonio, TX

Past

October 30, 2015 - March 8, 2017

BBVA SECURITIES INC.

CRD#: 27060

SAN ANTONIO, TX

Past

January 26, 2015 - August 28, 2015

SPC

RIA

CRD#: 110692

SAN ANTONIO, TX

Past

January 26, 2015 - August 28, 2015

SIGMA FINANCIAL CORPORATION

CRD#: 14303

SAN ANTONIO, TX

Past

September 4, 2014 - December 15, 2014

PER STIRLING CAPITAL MANAGEMENT, LLC

RIA

CRD#: 151671

AUSTIN, TX

Past

April 15, 2014 - June 25, 2014

GLOBAL ARENA CAPITAL CORP

CRD#: 16871

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/26/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/16/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/2/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/15/2014

General Securities Representative Examination

Current Firm

PORTAFOLIO CAPITAL MANAGEMENT

PORTAFOLIO CAPITAL MANAGEMENT | PORTAFOLIO CAPITAL MANAGEMENT LLC

CRD#: 329023 / SEC#:

Texas

Registered Investment Advisory firm - (2/7/2024 Approved)

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Contact information

Main Address

1100 Ne Loop 410 #300, San Antonio, TX 78209

Mailing Address

Phone number

(512) 593-8380

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 1,384,025

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mauricio Sanchez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mauricio Sanchez's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARTIN CAPITAL ADVISORS, LLP

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

PNC MANAGED ACCOUNT SOLUTIONS, INC.

BBVA SECURITIES INC.

SPC

SIGMA FINANCIAL CORPORATION

PER STIRLING CAPITAL MANAGEMENT, LLC

GLOBAL ARENA CAPITAL CORP

State Registrations and Notice Filings

Exams

Series 65

Date: 8/26/2014

Series 63

Date: 6/16/2014

SIE

Date: 5/2/2018

Series 7

Date: 4/15/2014

Current Firm

PORTAFOLIO CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PORTAFOLIO CAPITAL MANAGEMENT

TRUST BUT VERIFY

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