CD
Cian J. Desmond
WILSHIRE ASSOCIATES
Santa Monica, CA 90401-1085
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CRD#: 6265613
CD
Professional summary
Cian Jeremiah Desmond is a registered financial advisor currently at WILSHIRE ASSOCIATES INCORPORATED located in Santa Monica, California.
Cian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Cian has worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Cian Jeremiah Desmond's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 6, 2018 - Present
WILSHIRE ASSOCIATES INCORPORATED
Office #1: 1299 Ocean Avenue Suite 600, Santa Monica, CA 90401-1085RIA
CRD#: 6210
Santa Monica, CA
Past
June 14, 2017 - October 31, 2018
SHEPHERD KAPLAN LLC
RIA
CRD#: 128244
BOSTON, MA
Past
September 22, 2014 - June 24, 2016
CANTERBURY CONSULTING INCORPORATED
RIA
CRD#: 22875
NEWPORT BEACH, CA
Past
February 7, 2014 - September 8, 2015
BRIGHTON HOUSE ASSOCIATES, LLC
RIA
CRD#: 169307
SOUTHBOROUGH, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WILSHIRE ASSOCIATES INCORPORATED
WILSHIRE | WILSHIRE ASSOCIATES INCORPORATED | WILSHIRE ASSOCIATES | WILSHIRE ADVISORS, LLC | WILSHIRE ADVISORS LLC
CRD#: 6210 / SEC#: 801-36233, 8-23852
RIA
Registered Investment Advisory firm - SEC (3/16/1990 Approved)BD
Terminated by SEC on 01/17/2005
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/6/2018)
Current Firm
WILSHIRE ASSOCIATES INCORPORATED
WILSHIRE | WILSHIRE ASSOCIATES INCORPORATED | WILSHIRE ASSOCIATES | WILSHIRE ADVISORS, LLC | WILSHIRE ADVISORS LLC
CRD#: 6210 / SEC#: 801-36233, 8-23852
RIA
Registered Investment Advisory firm - SEC (3/16/1990 Approved)BD
Terminated by SEC on 01/17/2005
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Contact information
Main Address
1299 Ocean Avenue Suite 600, Santa Monica, CA 90401-1085
Mailing Address
Phone number
(310) 451-3051
Established
California since 02/07/1972
Firm type
Corporation
Fiscal year end
December
# of Employees
270
SEC notice filing (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TITO, DENNIS ANTHONY | DIRECTOR & CHIEF EXECUTIVE OFFICER | 447344 |
| RAAB, ROBERT JOHN | DIRECTOR | 1100389 |
| BONAFEDE, JULIA KATHLEEN | DIRECTOR | 2611534 |
| CONWAY, JOSEPH RICHARD | CHIEF COMPLIANCE OFFICER | 1666588 |
| HEWSENIAN, ROSALIND MARGARET | DIRECTOR | 2302664 |
| KUBEREK, ROBERT CHARLES | DIRECTOR | 2302665 |
| LOO, CECILIA INFEE | DIRECTOR | 2428491 |
| LYNCH, THOMAS KEVIN | DIRECTOR | 1595142 |
| MANNING, ALAN LAWRENCE | CHIEF LEGAL OFFICER | 1209408 |
| NAPOLI, MICHAEL JOSEPH JR | DIRECTOR | 1267378 |
| SLAWSON, SAN OLIVIA | PRINCIPAL FINANCIAL OFFICER | 1110908 |
| YATA, HOWARD TAMOTSU | DIRECTOR | 2302666 |
Regulatory assets under management
| Total Number of Accounts | 287,663 |
| AUM (Assets Under Management) | $ 99,099,327,356 |
Disclosures
| Regulatory Event | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 03/31/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
