Reid M. Braun

HOWARD BAILEY SECURITIES

Fort Wayne, IN 46804

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CRD#: 6265557

Professional summary

Reid Mckinney Braun, who also goes by Reid Mckinney Braum, is a registered financial advisor currently at HOWARD BAILEY SECURITIES, LLC located in Fort Wayne, Indiana.

Reid is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Reid has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Reid Mckinney Braum

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Reid Mckinney Braun's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 28, 2019 - Present

HOWARD BAILEY SECURITIES, LLC

Office #1: 5916 Covington Rd, Fort Wayne, IN 46804

RIA

CRD#: 282712

Fort Wayne, IN

Past

August 8, 2016 - December 4, 2017

MERCAP SECURITIES, LLC

CRD#: 156607

ATLANTA, GA

Past

February 27, 2015 - June 21, 2016

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

December 16, 2013 - March 2, 2015

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOWARD BAILEY SECURITIES, LLC

HOWARD BAILEY FINANCIAL, INC. | HOWARD BAILEY SECURITIES, LLC

CRD#: 282712 / SEC#: 801-114636

RIA

Registered Investment Advisory firm - (1/30/2019 Approved)

Arizona

Registered Investment Advisory firm - (2/15/2019 Terminated)

Florida

Registered Investment Advisory firm - (2/15/2019 Terminated)

Indiana

Registered Investment Advisory firm - (2/18/2019 Terminated)

Michigan

Registered Investment Advisory firm - (2/19/2019 Terminated)

North Carolina

Registered Investment Advisory firm - (2/6/2017 Terminated)

Ohio

Registered Investment Advisory firm - (2/20/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(6/28/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/28/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/20/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/4/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/16/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HOWARD BAILEY SECURITIES, LLC

HOWARD BAILEY FINANCIAL, INC. | HOWARD BAILEY SECURITIES, LLC

CRD#: 282712 / SEC#: 801-114636

RIA

Registered Investment Advisory firm - (1/30/2019 Approved)

Arizona

Registered Investment Advisory firm - (2/15/2019 Terminated)

Florida

Registered Investment Advisory firm - (2/15/2019 Terminated)

Indiana

Registered Investment Advisory firm - (2/18/2019 Terminated)

Michigan

Registered Investment Advisory firm - (2/19/2019 Terminated)

North Carolina

Registered Investment Advisory firm - (2/6/2017 Terminated)

Ohio

Registered Investment Advisory firm - (2/20/2019 Terminated)

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Contact information

Main Address

5916 Covington Rd, Fort Wayne, IN 46804

Mailing Address

Phone number

(260) 482-9559

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HOWARD BAILEY SECURITIES, LLC ADV PART 2A (11/7/2025)

Regulatory assets under management

Total Number of Accounts	3,793
AUM (Assets Under Management)	$ 484,882,228

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Reid M. Braun

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Reid Mckinney Braun's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERCAP SECURITIES, LLC

OSAIC FA, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

HOWARD BAILEY SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/28/2019

Series 63

Date: 3/20/2015

SIE

Date: 12/4/2017

Series 6

Date: 12/16/2013

Current Firm

HOWARD BAILEY SECURITIES, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOWARD BAILEY SECURITIES, LLC

TRUST BUT VERIFY

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