Glen E. Monroe

MONROE WEALTH MANAGEMENT LLC

San Francisco, CA 94111

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CRD#: 6265422

Professional summary

Glen Eric Monroe, CFP®, who also goes by Glen Monroe, is a registered financial advisor currently at MONROE WEALTH MANAGEMENT LLC located in San Francisco, California.

Glen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Glen has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Estate Planning

Debt Management

Education Planning

Investment Planning

Retirement Income Management

Comprehensive Financial Planni...

Tax Planning

Retirement Planning

Life Transitions

Insurance Planning

Employee and Employer Plan Ben...

Do you have an area of expertise or specialization?

Business Owners

Cash Flow/Budgets/Credit Issue...

College/Education Planning

Entrepreneurs

Generation X

High Net Worth Client Needs

Are you a "fiduciary"?

Yes

Aliases

Glen Monroe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glen Eric Monroe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

April 11, 2019 - Present

MONROE WEALTH MANAGEMENT LLC

Office #1: 1160 Battery St Suite 100, San Francisco, CA 94111

RIA

CRD#: 300513

San Francisco, CA

Past

July 13, 2018 - March 27, 2019

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

August 21, 2017 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

SAN DIEGO, CA

Past

July 11, 2017 - February 26, 2019

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SAN DIEGO, CA

Past

April 3, 2015 - June 6, 2017

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SEAL BEACH, CA

Past

March 4, 2014 - June 6, 2017

CHARLES SCHWAB & CO., INC.

CRD#: 5393

SEAL BEACH, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/11/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/3/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/11/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/4/2014

General Securities Representative Examination

Current Firm

MONROE WEALTH MANAGEMENT LLC

CRD#: 300513 / SEC#:

California

Registered Investment Advisory firm - (4/11/2019 Approved)

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Contact information

Main Address

1160 Battery St Suite 100, San Francisco, CA 94111

Mailing Address

Phone number

(510) 990-1803

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	241
AUM (Assets Under Management)	$ 46,125,148

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Glen E. Monroe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glen Eric Monroe's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/3/2015

Series 63

Date: 4/11/2014

SIE

Date: 10/1/2018

Series 7

Date: 3/4/2014

Current Firm

MONROE WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MONROE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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