Paul K. Broomell

VANTUS WEALTH

LANCASTER, PA 17603

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CRD#: 6265332

Professional summary

Paul Kahler Broomell MR, who also goes by Paul Broomell, is a registered financial advisor currently at VANTUS WEALTH located in Lancaster, Pennsylvania.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Paul has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul Broomell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED INDEPENDENT INSURANGE AGENT -STARTING 8/2025, INVESTMENT RELATED: YES, MINIMAL HOURS SPENT DURING TRADING, FEWER THAN 5 HOURS TOTAL SPENT PER WEEK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Kahler Broomell MR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2025 - Present

VANTUS WEALTH

Office #1: 415 North Prince Street, Lancaster, PA 17603

RIA

CRD#: 337216

LANCASTER, PA

Past

October 16, 2015 - August 5, 2025

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

LANCASTER, PA

Past

August 11, 2015 - August 5, 2025

MML INVESTORS SERVICES, LLC

CRD#: 10409

LANCASTER, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(8/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/29/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/11/2015

General Securities Representative Examination

Current Firm

VANTUS WEALTH

ROY INVESTMENT ADVISORS | VANTUS WEALTH LLC | VANTUS WEALTH | ROY INVESTMENT ADVISORS, LLC

CRD#: 337216 / SEC#: 801-133832

RIA

Registered Investment Advisory firm - (7/31/2025 120-Day Approval)

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Contact information

Main Address

415 North Prince Street, Lancaster, PA 17603

Mailing Address

Phone number

(844) 682-6887

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VANTUS WEALTH FORM ADV PART 2A 8-11-2025 (8/11/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul K. Broomell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Kahler Broomell MR's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANTUS WEALTH

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/29/2015

SIE

Date: 10/1/2018

Series 7

Date: 8/11/2015

Current Firm

VANTUS WEALTH

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

VANTUS WEALTH

TRUST BUT VERIFY

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