Beverly P. Whitman
HIGHLAND INVESTMENT ADVISORS LLC
BROOKFIELD, WI 53045
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CRD#: 6264375
Professional summary
Beverly Patrick Whitman, CFP®, who also goes by Beverly Lynn Patrick, Beverly Patrick Rushing, is a registered financial advisor currently at HIGHLAND INVESTMENT ADVISORS LLC located in Brookfield, Wisconsin.
Beverly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Beverly has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Beverly Lynn Patrick | Beverly Patrick Rushing
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Beverly Whitman, CPA, CFP 466 Town Plaza Avenue, Suite 330 Ponte Vedra, FL 32081
Income Tax Preparation and planning - Sole Proprietor 3/1/2014 160hrs per month.
Whitman Jr. Properties LLC 403 Captiva Drive Ponte Vedra, FL 32081
Rental Property Owner - 9/1/2019. Rents office space to my CPA practice.
CRS (Client Relationship Summary) - RIA
Click below to view Beverly Patrick Whitman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
January 30, 2020 - Present
HIGHLAND INVESTMENT ADVISORS LLC
Office #1: 175 Patrick Blvd. Suite 120, Brookfield, WI 53045Office #2: 466 Town Plaza Ave Ste 330, Ponte Vedra, FL 32081RIA
CRD#: 141694
BROOKFIELD, WI
Past
April 24, 2015 - February 5, 2020
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
PONTE VEDRA, FL
Past
November 25, 2014 - February 5, 2020
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Ponte Vedra, FL
Past
October 31, 2013 - March 4, 2014
MAGDALEIN & STRATTON RETIREMENT INVESTMENT STRATEGIES, LLC
RIA
CRD#: 157818
JACKSONVILLE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HI
HIGHLAND INVESTMENT ADVISORS LLC
HIGHLAND INVESTMENT ADVISORS DBA FUND MANAGEMENT | HIGHLAND INVESTMENT ADVISORS LLC | HIGHLAND INVESTMENT ADVISORS DBA WHITMAN WEALTH MANAGEMENT
CRD#: 141694 / SEC#: 801-120113
RIA
Registered Investment Advisory firm - (1/11/2021 Approved)Florida
Registered Investment Advisory firm - (12/9/2021 Terminated)North Dakota
Registered Investment Advisory firm - (12/9/2021 Terminated)Oregon
Registered Investment Advisory firm - (12/14/2021 Terminated)Washington
Registered Investment Advisory firm - (1/14/2022 Terminated)Wisconsin
Registered Investment Advisory firm - (12/9/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/3/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HI
HIGHLAND INVESTMENT ADVISORS LLC
HIGHLAND INVESTMENT ADVISORS DBA FUND MANAGEMENT | HIGHLAND INVESTMENT ADVISORS LLC | HIGHLAND INVESTMENT ADVISORS DBA WHITMAN WEALTH MANAGEMENT
CRD#: 141694 / SEC#: 801-120113
RIA
Registered Investment Advisory firm - (1/11/2021 Approved)Florida
Registered Investment Advisory firm - (12/9/2021 Terminated)North Dakota
Registered Investment Advisory firm - (12/9/2021 Terminated)Oregon
Registered Investment Advisory firm - (12/14/2021 Terminated)Washington
Registered Investment Advisory firm - (1/14/2022 Terminated)Wisconsin
Registered Investment Advisory firm - (12/9/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
466 Town Plaza Ave Ste 330, Ponte Vedra, FL 32081
Mailing Address
Phone number
(414) 755-2309
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,305 |
| AUM (Assets Under Management) | $ 308,526,690 |
Red Flags
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Company Information
HIGHLAND INVESTMENT ADVISORS LLC
CRD#: 141694Brookfield, WI 53045TRUST BUT VERIFY
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