John Frederick Wallace Iv
CFP®Professional Summary
John Frederick Wallace IV, CFP®, who also goes by Jake Wallace, John Frederick Wallace IV, John Frederick Wallace, is a registered financial advisor currently at CAPITAL SQUARE, LLC located in Fairhope, Alabama. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. John has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jake Wallace, John Frederick Wallace Iv, John Frederick Wallace
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
CAPITAL SQUARE, LLC | WELLSPRING ADVISORS, LLC | TOWN SQUARE WEALTH MANAGEMENT AND CONSULTING | TOWN SQUARE CONSULTING, LLC
Contact Information
Main Address
1 West College St Suite 4, Athens, TN 37303Phone Number
(423) 877-6708# of Employees
11SEC notice filing (11 States and Territories)
Registered to provide investment advisory services in 11 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
785AUM (Assets Under Management)
$449,867,352Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CAPITAL SQUARE, LLC | WELLSPRING ADVISORS, LLC | TOWN SQUARE WEALTH MANAGEMENT AND CONSULTING | TOWN SQUARE CONSULTING, LLC
State Registrations and Notice Filings
(8/29/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view John Frederick Wallace IV's CRS (Customer Relationship Summary).
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