John F. Wallace

CAPITAL SQUARE

Fairhope, AL 36532

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CRD#: 6264365

Professional summary

John Frederick Wallace IV, CFP®, who also goes by Jake Wallace, John Frederick Wallace IV, John Frederick Wallace, is a registered financial advisor currently at CAPITAL SQUARE, LLC located in Fairhope, Alabama.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. John has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jake Wallace | John Frederick Wallace Iv | John Frederick Wallace

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

*425865 - Business Networking International; Investment related No; Mobile, AL; Networking Group; President- Leadership (proprietor, partner, officer, director, employee, trustee, agent); Feb 2021; During business hours: 4; After business hours: 6; Growing Membership, Leading the meetings

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Frederick Wallace IV's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 29, 2024 - Present

CAPITAL SQUARE, LLC

Office #1: 761 Middle St Suite A, Fairhope, AL 36532

RIA

CRD#: 286098

Fairhope, AL

Past

October 17, 2018 - September 10, 2024

MORGAN STANLEY

RIA

CRD#: 149777

FAIRHOPE, AL

Past

September 26, 2018 - September 10, 2024

MORGAN STANLEY

CRD#: 149777

FAIRHOPE, AL

Past

November 13, 2013 - June 29, 2018

STIRA CAPITAL MARKETS GROUP, LLC

CRD#: 141277

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL SQUARE, LLC

CAPITAL SQUARE, LLC | WELLSPRING ADVISORS, LLC | TOWN SQUARE CONSULTING, LLC

CRD#: 286098 / SEC#: 801-108796

RIA

Registered Investment Advisory firm - (12/16/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(8/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/17/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/17/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/13/2013

General Securities Representative Examination

Current Firm

CAPITAL SQUARE, LLC

CAPITAL SQUARE, LLC | WELLSPRING ADVISORS, LLC | TOWN SQUARE CONSULTING, LLC

CRD#: 286098 / SEC#: 801-108796

RIA

Registered Investment Advisory firm - (12/16/2016 Approved)

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Contact information

Main Address

1 West College St Suite 4, Athens, TN 37303

Mailing Address

Phone number

(423) 877-6708

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 2025 (3/10/2025)

Regulatory assets under management

Total Number of Accounts	685
AUM (Assets Under Management)	$ 393,648,522

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John F. Wallace

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Frederick Wallace IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

STIRA CAPITAL MARKETS GROUP, LLC

Primary Firm SEC Registration

CAPITAL SQUARE, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/17/2018

Series 63

Date: 4/17/2012

SIE

Date: 10/1/2018

Series 7

Date: 11/13/2013

Current Firm

CAPITAL SQUARE, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL SQUARE, LLC

TRUST BUT VERIFY

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