AT
Alena J. Thangaraj
DISCIPLINA CAPITAL MANAGEMENT
Sharon, MA
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CRD#: 6263566
AT
Professional summary
Alena Janel Thangaraj, who also goes by Janel Thangaraj Alena, Alena Janel Kuprevich, is a registered financial advisor currently at DISCIPLINA CAPITAL MANAGEMENT, LLC located in Sharon, Massachusetts.
Alena is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Alena has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Janel Thangaraj Alena | Alena Janel Kuprevich
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ALENA IS MEMBER/OPERATIONS MANAGER OF THEKS HOLDING, LLC, A WHOLLY OWNED FAMILY RUN LLC THAT INVESTS IN RENTAL AND COMMERCIAL PROPERTIES. THE LLC STARTED IN APRIL 2012 AND IS LOCATED AT 433 MERRICK LANE, KENNETT SQUARE, PA. ALENA SPENDS APPROMATELY 2 HOURS A YEAR ON THIS OUTSIDE BUSINESS ACTIVITY, NONE OF WHICH ARE DURING TRADING HOURS. ALENA IS A MEMBER OF DISCIPLINA GROUP, LLC, A HOLDING COMPANY ESTABLISHED JANUARY 2013, WHICH IS THE SOLE OWNER OF DISCIPLINA CAPITAL MANAGEMENT, LLC. DISCIPLINA GROUP, LLC IS LOCATED AT 3100 WEST END AVE, SUITE 940, NASHVILLE, TN 27203. THE TIME SPENT ON THIS ACTIVITY PER MONTH RANGES FROM 0 - 3 HOURS, BOTH DURING AND AFTER SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Alena Janel Thangaraj's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 26, 2014 - Present
DISCIPLINA CAPITAL MANAGEMENT, LLC
RIA
CRD#: 167295
Sharon, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DC
DISCIPLINA CAPITAL MANAGEMENT, LLC
DISCIPLINA CAPITAL MANAGEMENT, LLC | DISCIPLINA GROUP, LLC
CRD#: 167295 / SEC#: 801-115108
RIA
Registered Investment Advisory firm - (4/29/2019 Approved)Tennessee
Registered Investment Advisory firm - (5/14/2019 Terminated)Texas
Registered Investment Advisory firm - (5/14/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(11/18/2015)
Current Firm
DC
DISCIPLINA CAPITAL MANAGEMENT, LLC
DISCIPLINA CAPITAL MANAGEMENT, LLC | DISCIPLINA GROUP, LLC
CRD#: 167295 / SEC#: 801-115108
RIA
Registered Investment Advisory firm - (4/29/2019 Approved)Tennessee
Registered Investment Advisory firm - (5/14/2019 Terminated)Texas
Registered Investment Advisory firm - (5/14/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
21 Platform Way South 14th Floor, Nashville, TN 37203
Mailing Address
Phone number
(615) 490-6003
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 51 |
| AUM (Assets Under Management) | $ 2,377,934,667 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/21/2025 | ||
| 01/22/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
