Marcie G. Flynn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marcie G Flynn, who also goes by Marcie Dawn Gossett, Marcie G Smith, was a registered financial professional .
Marcie is a previously registered financial professional and started their career in finance in 2014. Marcie had worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2023 - December 31, 2025
MONARCH FINANCIAL, LLC
December 10, 2015 - March 14, 2018
MORGAN STANLEY
December 9, 2015 - March 14, 2018
MORGAN STANLEY
April 17, 2014 - April 24, 2015
PNC WEALTH MANAGEMENT LLC
February 3, 2014 - April 24, 2015
PNC WEALTH MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MONARCH FINANCIAL, LLC
CRD#: 328260 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.