Avedis K. Mavilian

BAYWORTH CAPITAL

Houston, TX 77056

Some features on this profile are disabled

CRD#: 6263067

Professional summary

Avedis Khatchik Mavilian, who also goes by Avo Mavillian, is a registered financial advisor currently at BAYWORTH CAPITAL located in Houston, Texas.

Avedis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Avedis has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Avo Mavillian

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Avedis Khatchik Mavilian's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2018 - Present

BAYWORTH CAPITAL

Office #1: 1980 Post Oak Boulevard Suite 1300, Houston, TX 77056

RIA

CRD#: 284360

Houston, TX

Past

November 13, 2013 - June 27, 2014

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

WESTLAKE VILLAGE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/6/2019)

IAR

Illinois
(2/6/2019)

IAR

Texas
(8/31/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/25/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/19/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 11/13/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BAYWORTH CAPITAL

BAYWORTH CAPITAL | XCEED CAPITAL MANAGEMENT, LLC

CRD#: 284360 / SEC#:

California

Registered Investment Advisory firm - (3/6/2019 Approved)

Illinois

Registered Investment Advisory firm - (8/2/2016 Approved)

Indiana

Registered Investment Advisory firm - (1/31/2019 Approved)

Texas

Registered Investment Advisory firm - (8/29/2018 Approved)

Wisconsin

Registered Investment Advisory firm - (3/22/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

875 N Michigan Avenue Suite 3100, Chicago, IL 60611

Mailing Address

Phone number

(312) 788-7425

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	183
AUM (Assets Under Management)	$ 63,217,409

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Troy Wootton

OSAIC WEALTH, INC.

IAR

Sugar Land, TX

Darren Dindinger

ALLWORTH FINANCIAL, L.P.

IAR

Orting, WA

Li-e Wang

TRANSAMERICA FINANCIAL ADVISORS, LLC

Houston, TX

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Avedis K. Mavilian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Avedis Khatchik Mavilian's CRS (Customer Relationship Summary).

Certified licenses

Experience

BAYWORTH CAPITAL

FARMERS FINANCIAL SOLUTIONS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/25/2018

Series 63

Date: 11/19/2013

Series 6

Date: 11/13/2013

Current Firm

BAYWORTH CAPITAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BAYWORTH CAPITAL

TRUST BUT VERIFY

Similar Advisors