Alex M. Fontana
TRUIST ADVISORY SERVICES
OCALA, FL 34474
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CRD#: 6262964
Professional summary
Alex Michael Fontana, CFP® is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Ocala, Florida and TRUIST INVESTMENT SERVICES, INC. located in The Villages, Florida.
Alex is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Alex has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CRYSTAL FOUNTAIN, LLC POSITION: Partner NATURE: Rental Property. This LLC was created to limit liability of the rental property investments we want to own. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 05/23/2017 ADDRESS: 4505 SE 48th Place Road, Ocala FL
CRS (Client Relationship Summary) - RIA
Click below to view Alex Michael Fontana's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 4414 Sw College Rd Ste 1450, Ocala, FL 34474RIA
CRD#: 283390
OCALA, FL
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 2365 Parr Dr, The Villages, FL 32162Office #2: 4414 Sw College Rd Ste 1450, Ocala, FL 34474BD
CRD#: 17499
THE VILLAGES, FL
Past
October 14, 2015 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
October 12, 2015 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
December 26, 2013 - October 15, 2015
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
OCALA, FL
Past
December 5, 2013 - October 15, 2015
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
OCALA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/17/2021)
RR
Alaska(11/9/2022)
RR
Arizona(11/1/2022)
RR
Arkansas(11/1/2022)
RR
California(2/17/2021)
RR
Colorado(2/17/2021)
RR
Connecticut(2/17/2021)
RR
Delaware(11/9/2022)
RR
District of Columbia(2/17/2021)
RR
Florida(2/17/2021)
IAR
Florida(2/17/2021)
RR
Georgia(2/17/2021)
RR
Hawaii(11/9/2022)
RR
Idaho(11/9/2022)
RR
Illinois(2/17/2021)
RR
Indiana(11/1/2022)
RR
Iowa(11/1/2022)
RR
Kansas(10/20/2022)
RR
Kentucky(2/8/2022)
RR
Louisiana(2/17/2021)
IAR
Louisiana(4/16/2021)
RR
Maine(11/1/2022)
RR
Maryland(2/11/2022)
RR
Massachusetts(2/17/2021)
RR
Michigan(2/17/2021)
RR
Minnesota(2/17/2021)
RR
Mississippi(2/17/2021)
RR
Missouri(11/1/2022)
RR
Montana(11/9/2022)
RR
Nebraska(11/1/2022)
RR
Nevada(11/1/2022)
RR
New Hampshire(11/1/2022)
RR
New Jersey(2/17/2021)
RR
New Mexico(2/17/2021)
RR
New York(2/17/2021)
RR
North Carolina(2/17/2021)
RR
North Dakota(11/9/2022)
RR
Ohio(5/9/2022)
RR
Oklahoma(5/20/2022)
RR
Oregon(11/1/2022)
RR
Pennsylvania(2/17/2021)
RR
Puerto Rico(11/1/2022)
RR
Rhode Island(7/1/2021)
IAR
Rhode Island(8/9/2021)
RR
South Carolina(2/17/2021)
RR
South Dakota(11/9/2022)
RR
Tennessee(2/17/2021)
RR
Texas(2/17/2021)
IAR
Texas(4/15/2021)
RR
Utah(11/9/2022)
RR
Vermont(2/17/2021)
RR
Virgin Islands(11/9/2022)
RR
Virginia(7/1/2021)
RR
Washington(11/9/2022)
RR
West Virginia(2/17/2021)
RR
Wisconsin(9/17/2021)
RR
Wyoming(11/9/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Ocala, FL 34474TRUST BUT VERIFY
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