JK
Jessica C. Kanser
SMITH THORNTON ADVISORS
Huntsville, AL 35801
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CRD#: 6262274
JK
Professional summary
Jessica Carmen Kanser, who also goes by Jessica C Crumbley, Jessica Carmen Crumbley, is a registered financial advisor currently at SMITH THORNTON ADVISORS, LLC located in Huntsville, Alabama.
Jessica is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Jessica has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jessica C Crumbley | Jessica Carmen Crumbley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE; INVESTMENT-RELATED; HUNTSVILLE, AL; INSURANCE AGENT; 2022; APPROXIMATELY LESS THAN 5 HOURS/MO DURING TRADING HOURS; SALES OF VARIOUS INSURANCE PRODUCTS Huntsville Art Museum Foundation Board; Board Member; Investment related: No; Location: 300 Church St, SW Huntsville AL 35801; Description of the business: Huntsville Art Museum; Responsibilities Duties: Raise funds for HMA, Help to identify prospects and key sponsors who will benefit from partnering with HMA, Work with board chair to identify and implement strategies to achieve fundraising goals; Articulate the HMA's mission and value to corporate partners, Create opportunities to champion the Museum and its mission in your work and social lives; Start date: 2024-08-07; Hours devoted to business during trading hours: 2; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 0; Contact person at the organization: Andrea S. Petroff; Website address for the organization: https://hsvmuseum.org/.
CRS (Client Relationship Summary) - RIA
Click below to view Jessica Carmen Kanser's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 9, 2022 - Present
SMITH THORNTON ADVISORS, LLC
Office #1: 626 Clinton Avenue West Suite 100, Huntsville, AL 35801RIA
CRD#: 312537
Huntsville, AL
Past
January 12, 2022 - June 15, 2022
TRUSTAGE INVESTMENT MANAGEMENT
RIA
CRD#: 105960
Huntsville, AL
Past
August 9, 2017 - June 15, 2022
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
WAVERLY, IA
Past
January 2, 2014 - July 15, 2017
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past
November 5, 2013 - December 12, 2013
BBVA SECURITIES INC.
BD
CRD#: 27060
DECATUR, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ST
SMITH THORNTON ADVISORS, LLC
SMITH THORNTON ADVISORS, LLC
CRD#: 312537 / SEC#: 801-120351
RIA
Registered Investment Advisory firm - (2/22/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(6/9/2022)
IAR
Texas(9/5/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
ST
SMITH THORNTON ADVISORS, LLC
SMITH THORNTON ADVISORS, LLC
CRD#: 312537 / SEC#: 801-120351
RIA
Registered Investment Advisory firm - (2/22/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
626 Clinton Avenue West Suite 100, Huntsville, AL 35801
Mailing Address
Phone number
(256) 715-7715
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 782 |
| AUM (Assets Under Management) | $ 733,591,812 |
Red Flags
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Company Information
SMITH THORNTON ADVISORS, LLC
CRD#: 312537Huntsville, AL 35801TRUST BUT VERIFY
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