Julie A. Brown

MCKINLEY CARTER WEALTH SERVICES

Miamisburg, OH 45342

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CRD#: 6261567

Professional summary

Julie A Brown, CFP®, who also goes by Julie Anne Gustafson, is a registered financial advisor currently at MCKINLEY CARTER WEALTH SERVICES, INC. located in Miamisburg, Ohio.

Julie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Julie has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Julie Anne Gustafson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie A Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

September 9, 2020 - Present

MCKINLEY CARTER WEALTH SERVICES, INC.

Office #1: 10050 Innovation Drive Suite 140, Miamisburg, OH 45342

RIA

CRD#: 135184

Miamisburg, OH

Past

May 12, 2017 - December 1, 2020

LIFEPLAN FINANCIAL GROUP, INC.

RIA

CRD#: 121376

MIAMISBURG, OH

Past

November 28, 2016 - May 10, 2017

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

KETTERING, OH

Past

November 7, 2013 - February 20, 2015

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

DAYTON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCKINLEY CARTER WEALTH SERVICES, INC.

CRD#: 135184 / SEC#: 801-64584

RIA

Registered Investment Advisory firm - (8/4/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/9/2020)

IAR

Texas
(3/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/16/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/10/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/7/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MCKINLEY CARTER WEALTH SERVICES, INC.

CRD#: 135184 / SEC#: 801-64584

RIA

Registered Investment Advisory firm - (8/4/2005 Approved)

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Contact information

Main Address

2100 Market Street, Wheeling, WV 26003

Mailing Address

Phone number

(304) 230-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MCWS ADV PART 2A 2025 (3/24/2025)

Regulatory assets under management

Total Number of Accounts	5,213
AUM (Assets Under Management)	$ 2,532,619,554

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/21/2025	Cover Page	Report
07/26/2024	Cover Page	Report
09/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Julie A. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie A Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIFEPLAN FINANCIAL GROUP, INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

Primary Firm SEC Registration

MCKINLEY CARTER WEALTH SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/16/2014

SIE

Date: 5/10/2017

Series 6

Date: 11/7/2013

Current Firm

MCKINLEY CARTER WEALTH SERVICES, INC.

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MCKINLEY CARTER WEALTH SERVICES, INC.

TRUST BUT VERIFY

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