Molly R. Wallace
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Molly Rosemarie Wallace, who also goes by Molly Wallace, was a registered financial professional .
Molly is a previously registered financial professional and started their career in finance in 2014. Molly had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2019 - October 26, 2021
ACERVUS SECURITIES, INC.
June 22, 2018 - December 3, 2018
ROBERTSON STEPHENS
April 28, 2016 - January 12, 2018
ROBERTSON STEPHENS ADVISORS
June 10, 2015 - October 17, 2017
ROBERTSON STEPHENS SECURITIES
August 26, 2014 - March 24, 2015
ALAMO CAPITAL
State Registrations and Notice Filings
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Exams
Current Firm
ACERVUS SECURITIES, INC.
CRD#: 298058 / SEC#: , 8-70206
Contact information
Documents
Red Flags
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